Tag: Xiongnu

  • Comprehensive Reflections to Aid in Governance(Part 97): Appeasement

    Comprehensive Reflections to Aid in Governance

    By Sima Guang

    Translated By Yiming Yang

    Annals of Han Book 4 Scroll 12

    Duration of 12 years

    Guanzhong Plain, Shaanxi Province

    The 8th year of the Emperor Gaozu (199 B.C.)

    In winter, the Emperor led an attack on the remaining forces of Xin, King of Hán, at Dongyuan county, passing through Boren county. Guan Gao and other officials had assassins hide in the double wall of a latrine. The Emperor planned to stay overnight but suddenly asked, “What is the name of this county?” The reply was “Boren.” The Emperor said, “Boren sounds like po’ren, which refers to people under duress.” He then decided to leave without staying overnight. In December, the Emperor returned to the capital from Dongyuan county.

    In Spring of that March, the Emperor traveled to Luoyang. He decreed that merchants were prohibited from wearing clothing made of silk, embroidery, fine brocade, thick silk, fine cotton, coarse cotton, or hempen fabrics. They were also forbidden to carry weapons or ride horses as well as carriages.

    In September, during the autumn, the Emperor departed from Luoyang, accompanied by the King of Huainan, the King of Liang, the King of Zhao, and the King of Chu.

    The Xiongnu leader Modu Chanyu frequently harassed the northern border of the Han dynasty. Concerned, the Emperor sought advice from Liu Jing. Liu Jing responded, “The soldiers and officers are weary from battle, and it is unwise to resort to force now. Modu gained power by killing his father and seizing his wives and consorts. He relies on brute strength, and it’s difficult to sway him with principles of kindness and righteousness. However, we can adopt a long-term strategy, allowing his descendants to become our vassals. But I fear your majesty may not be able to convince yourself to do it.”

    The Emperor asked, “What should I do, then?” 

    Liu Jing replied, “If your majesty offers your eldest princess in marriage to him and provides generous gifts, he will admire you and view himself as your son-in-law. If a son is born by the princess, he will become the crown prince. You can gift items that the Han dynasty has in abundance but that the Xiongnu lacks, in each season year-round. You may use these opportunities to send lobbyists to educate them on Han cultural etiquette. Modu will be your son-in-law during his lifetime, and after his death, your grandson will become the new Xiongnu leader. Have you ever known a grandson daring to disrespect and contend with his grandfather? You can gradually subjugate them without warfare.  If Your Majesty cannot send the Eldest Princess, but instead has members of the imperial clan or the harem falsely claim to be the princess, once they find out, they will not be willing to honor or maintain close relationships, and it will be of no benefit.”

    The Emperor found the idea appealing and considered sending his eldest princess to Modu. However, Empress Lü wept day and night, saying, “I only bore the crown prince and one daughter.  How can we ditch her to the Xiongnu?” The Emperor ultimately could not bear to send his daughter, and the plan fell through.

    The 9th year of the Emperor Gaozu (198 B.C.)

    In winter, the Emperor selected a young girl from a plebeian family, bestowed upon her the title of ‘Eldest Princess,’ and sent her to marry the Xiongnu leader. He also dispatched Liu Jing to negotiate and finalize the marriage alliance.

    Sima Guang’s commentary: Marquis Jianxin’s proposal to marry off a young woman to a vallian, Modu, who cannot be swayed by benevolence and righteousness is inherently self-contradictory. The bonds of kinship and distinctions of rank can only be appreciated by those who follow the principles of benevolence and righteousness. How, then, can we expect to win over the Xiongnu through marriage?

    In the past, emperors dealt with barbarian tribes either by showing them kindness or by demonstrating their might. There is no record of marriage being used as a diplomatic tool. Moreover, since the Xiongnu leader treated his own father as prey, how could he be trusted to show respect to his wife’s family? The strategy of the Marquis of Jianxin was fundamentally flawed, and how could he even consider taking away Princess Yuan of Lu, who had already been Queen of Zhao?

    Liu Jing returned from the Xiongnu and reported, “The Xiongnu‘s Baiyang and Loufan kings are only 700 li from Chang’an. A light cavalry could reach Qinzhong(a.k.a. Guanzhong) in a single day and night. Qinzhong has just been pacified, with a small population and fertile land. Increasing the population would help consolidate the region. When the monarchs established in the past, only the families of Tian in Qi, and the Shao, Jing and Qu clans in Chu prospered first. Although Your Majesty now rules Guanzhong, the population is sparse. In the east, the powerful clans of the former six states remain strong. If sudden unrest occurs, Your Majesty cannot be at ease.

    I recommend moving the influential clans of the former six states, along with other prominent families, to Guanzhong. Their presence will act as a deterrent to the Xiongnu, and they can be mobilized to vanquish the east if the monarchs revolt. This is the strategy of strengthening the core and weakening the periphery.”

    The Emperor agreed: “A good idea!” In November, he relocated the major clans of the Shao, Qu, Jing, Huai, and Tian families, along with other powerful households, to Guanzhong. A population of over 100,000 were given fertile fields and houses there.

    In December, the Emperor traveled to Luoyang

  • Comprehensive Reflections to Aid in Governance(Part 95): Inventor of Whistling Arrows

    Comprehensive Reflections to Aid in Governance

    By Sima Guang

    Translated By Yiming Yang 

    Annals of Han Book 3 Scroll 11 (continued)

    A Bust of Modu (Metehan) Chanyu in Türkiye, Photo by Vikiçizer

    The 6th year of the Emperor Gaozu(201 B.C. continued)

    The emperor returned to Yueyang.

    The emperor granted his father the title Emperor Emeritus on May 23 of the summer.

    The Xiongnu empire feared the Empire of Qin and moved to the north for more than ten years.  As the empire of Qin collapsed, the Xiongnus gradually moved southward and crossed the Yellow River.  

    The chief of Xiongnu, whose name was Touman Chanyu, had a crown prince called Modu.  Then Touman’s other favorite wife bore him a younger son.  He wanted to crown his young son.  Nomad tribes Donghu was strong and Yuezhi was prosperous at the time.  Touman sent Modu to be a hostage in Yuezhi and then launched a sneak attack on YuezhiYuezhi would have killed Modu, except Modu stole a stallion and ran home.  Touman thought he was tough and let Modu command ten thousand cavalry. 

    Modu invented the kabura-ya, or whistling arrows, and trained his cavalry to use them in archery. He issued a strict command: “Anyone who fails to shoot at the same target immediately after seeing a kabura-ya hit the mark must be beheaded.” To enforce discipline, Modu shot his prized horse with a kabura-ya, followed by his beloved wife. Those who hesitated to follow his lead were executed. Eventually, he shot the best horse of the Chanyu with a whistling arrow, and everyone else shot as well. Satisfied with their readiness, Modu embarked on a hunting trip, where he shot Touman with a whistling arrow. His attendants, following his lead, killed Touman Chanyu.  Then he executed his stepmother, younger brother, and ministers who opposed him. Modu then declared himself Chanyu.

    When the Donghu tribe heard that Modu had become the Chanyu, they sent a messenger with a demand: “We want Touman Chanyu’s fast horse, the one that can run a thousand li in a day.” Modu consulted his ministers, who all advised, “This is a treasure of the Xiongnu, do not give it away!” But Modu replied, “How can we value a horse more than maintaining good relations with a neighboring state?” and so he gave them the horse.

    Soon after, the Donghu sent another messenger: “We would like one of the Chanyu’s wives.” Modu again asked his followers, who were outraged: “The Donghu are unreasonable, asking for Chanyu’s wife! Let’s attack them!” Modu responded, “How can we value a woman more than a neighboring state?” and hand out his beloved wife.

    Emboldened, the Donghu king became even more arrogant. There was a stretch of deserted land over a thousand miles wide between the Donghu and Xiongnu, each occupying their own side of the border, known as the “Ou-Tuo” (buffer zone). The Donghu then demanded this land. Modu asked his ministers for their advice; some said, “It is just deserted land, it doesn’t matter if we give it away or not.” Enraged, Modu declared, “The land is the foundation of the country, how can we give it away?” He beheaded those who had suggested giving it up.

    Modu mounted his horse and commanded, “Anyone who retreats during battle will be beheaded!” He attacked the Donghu, who had underestimated him and were unprepared, leading to their destruction.

    On returning home, Modu launched a westward attack and defeated the Yuezhi tribe. He then annexed the territories ruled by the King of Loufan and the King of Baiyang, the tribes living in the south of the Yellow River, before advancing into the states of Yan and Dai. He reclaimed the lands that had previously been taken from the Xiongnu by Meng Tian, extending the southern frontier to Chaona and Fushi counties. At the time, the Han army was preoccupied with their conflict against Xiang Yu, and the central plains were exhausted by war. This allowed Modu Chanyu to consolidate his power, amassing an army of more than 300,000 archers and inducing trepidation and submission to other nations.

    In the autumn, the Xiongnu besieged the Han vassal King of Hán, Xin at Mayi. Xin repeatedly sent messengers to the Xiongnu seeking a truce, and the empire dispatched troops to rescue him. However, the Han court grew suspicious of Xin’s loyalty, as he had sent envoys back and forth multiple times. Accused of dual loyalty and fearing punishment, in September, Xin surrendered Mayi to the Xiongnu. Seizing this opportunity, Modu Chanyu led his troops south, crossed the Gozhu Pass, raided Taiyuan commandery, and eventually reached Jinyang city.

    The emperor abolished the harsh and complicated laws of the Qin Dynasty and implemented a simpler system. However, officials began competing for recognition, and during drinking sessions, some became drunk and made reckless remarks, even drawing their swords and hacking at pillars. The emperor grew increasingly disgusted with their behavior.

    Shusun Tong advised the emperor, “Scholars may not be suited to ambitious plans, but they are capable of maintaining stability. I would like to invite scholars from Lu to establish court ceremonies, along with my own disciples.” The emperor asked, “Won’t this be difficult?” Shusun Tong replied, “The Five Emperors in history had different music, and the Three Kings had different rituals. Ceremonies should reflect the times and the people’s sentiments, so the rituals must be adjusted accordingly. I will draw on ancient rituals and blend them with Qin customs.” The emperor agreed, saying, “Let’s give it a try. Make it simple to understand, and only implement what I can manage.”

    Shusun Tong summoned over thirty scholars from the state of Lu. However, two scholars refused, saying, “You have served ten lords and flattered them all to gain favor. Now that the world has only just been pacified, the dead are not yet buried, and the wounded have not yet recovered, yet you want to start with ceremonies and music. Ceremonies and music should only be established after accumulating virtue for a hundred years. I cannot bear to follow your example. You may do as you wish, but do not tarnish my reputation!” Shusun Tong laughed and said, “You are dogmatic and shallow scholars who fail to grasp the changes of the times.”

    He then led the scholars he had recruited, along with those close to the emperor and his own disciples—a group of over a hundred people—to practice rituals and music outdoors, using ropes and thatch as mock-ups, for over a month. He reported to the emperor, “You can now observe and assess them.” The emperor ordered the court to rehearse the rituals and remarked, “I can do this.” He then instructed the officials to study and practice the rituals.