Comprehensive Reflections to Aid in Governance
By Sima Guang
Translated By Yiming Yang
Annals of Qin Book 3 Scroll 8
Duration of 2 years

The 2nd year of the Second Emperor(208 B.C.)
In October of that winter, the inspector general of the Sichuan commandery, named Ping, led an armed force to surround the Duke of Pei in Feng county. The Duke of Pei emerged from the city and defeated Ping’s troops. He then assigned Yong Chi to defend Feng county. In November, the Duke of Pei led his forces toward Xue county. The governor of the Sichuan commandery, named Zhuang, came out to engage the Duke of Pei in a battle but was routed. Zhuang fled to Qi County, where he was captured and killed by the Left Major of the Duke of Pei’s forces.
General Zhou Wen fled from the Hangu Pass and halted at Caoyang post. About two months later, General Zhang Han pursued him and defeated his troops again. Zhou Wen retreated to Mianchi county, where Zhang Han attacked him again after a dozen days. This time, Zhou Wen’s troops were decisively crushed. Zhou Wen slit his throat, and his troops ceased fighting.
The Deputy King of Zhang-Chu, Wu Guang, led the siege of Xingyang. Li You, the governor of the Sanchuan commandery, commanded the defense of the city, successfully thwarting Wu Guang’s efforts. A general of Zhang-Chu named Tian Zang conspired with his confidants: “The army of Zhou Wen has collapsed, and the Qin army could arrive any day now. We cannot breach Xingyang, and we will be defeated when the Qin forces come. It would be better to leave a small contingent to continue the siege of Xingyang and concentrate our finest troops to face the incoming Qin army head-on. However, the Deputy King Wu Guang is arrogant and ignorant of military strategy. Discussing this plan with him would be pointless and could make matters worse.” They plotted to forge a decree from Chen Sheng, ordering Wu Guang‘s execution. They beheaded Wu Guang and delivered his head to Chen Sheng. In response, Chen Sheng sent an envoy to Tian Zang, granting him the seal of Prime Minister of Zhang-Chu and appointing him as the top general.
Tian Zang left General Li Gui and several other generals to maintain the siege of Xingyang. He then led his core forces westward to confront the Qin army at the town of Aocang. In the ensuing battle, Tian Zang was killed, and his troops were slaughtered. General Zhang Han advanced to Xingyang and broke the siege. General Li Gui and the other generals were killed.
General Deng Shui of Zhang-Chu from Yangcheng County had his troops camped at Jia county, but a lieutenant under Zhang Han routed them. General Wu Feng from Zhi County led his troops to the town Xu, where Zhang Han‘s army crushed them. Both Zhang-Chu forces collapsed, and their commanders fled back to their king. Enraged, Chen Sheng had Deng Shui executed.
The Second Emperor lampooned Chancellor Li Si several times: “You hold the highest ministerial position in the court; why do you allow bandits and thieves to be so rampant?” Li Si was frightened. He greatly valued his high rank and rewards but did not know how to address the issue.
Seeking to please the emperor, he drafted a proposal: “A wise ruler must master the art of surveillance and supervision. When Mr. Shen Buhai said, ‘When one owns the world and does not do whatever he wants, it can be said that he lets the world be a shackle on himself,’ he meant that a ruler who fails to surveil and supervise properly, like Emperors Yao and Yu who served all the people with their own labor, effectively shackles himself. If a ruler does not practice the wise arts developed by Mr. Shen Buhai and Mr. Han Fei, and instead burdens himself with the distress of ordinary people, making himself haggard, he is merely devoting himself to serving the people. This is the labor of a commoner, not the duty of a lord of the world. What is noble about that? Therefore, a wise monarch should enhance the surveillance of his subordinates and make all decisions himself to prevent power from falling into the hands of his subjects. Furthermore, he should stop the practice of benevolence and block all counsel and debate. The lord should do whatever he pleases, and no one would dare to resist. This way, officials and the people will be too busy correcting their own mistakes to plot any insurgency.”
The Second Emperor was pleased with this proposal. He began scrutinizing officials more strictly, equating the brightest officers with those who taxed the people most severely and the loyalists with those who killed the most. Half of the people on the streets had criminal records, and dead bodies piled up in public squares daily. The people of Qin were terrified and yearned for insurgence.
General Li Liang of Zhao had just subdued the chaos in Changshan commandery and reported back to the King of Zhao. The king then sent him to capture the city of Taiyuan. However, Li Liang‘s troops were halted at the town of Shiyi when the Qin army blocked the Jingjing Pass. The Qin commander forged a letter from the Second Emperor, attempting to persuade General Li Liang to change his allegiance. After reading the letter, Li Liang was not convinced and returned to Handan to request reinforcements. His request had not yet been answered when the king’s older sister went out on a drinking spree. Seeing her entourage of about a hundred people, Li Liang mistakenly thought it was the king himself and prostrated himself by the roadside to pay homage. The king’s sister, drunk and unaware of who was there, merely sent a cavalier to acknowledge him.
General Li Liang, from an aristocratic background, felt humiliated in front of his troops. One of his officers stepped forward and said, “The people across the empire are revolting against Qin. Whoever has the might will come out on top. The King of Zhao used to rank below you, General. Yet this woman did not even get off her carriage to greet you. Allow me to catch and kill her.” Having received the letter from Qin, Li Liang was already wavering about his loyalty to the King of Zhao. Infuriated by the insult, he sent his man to catch up with the king’s sister and kill her. Li Liang then led his troops to attack the capital, Handan. The city was caught off guard. Li Liang killed the King of Zhao and Vice Prime Minister Shao Sao. Zhang Er and Chen Yu managed to escape, as they had many informants throughout the state.
Qin Jia from Ling and Zhu Jishi from Fuli county raised an armed force and surrounded the governor of Donghai commandery in Tan county. When King Chen Sheng heard about it, he sent General Xin, titled Lord Wuping, to oversee the troops besieging Tan. Qin Jia, unwilling to accept Lord Wuping’s authority, declared himself Grand Marshal. He hated being under General Xin’s command. He told his fellow officers, “Lord Wuping is too young and knows nothing about military matters. Do not listen to him!” Claiming he had received an order from Chen Sheng, Qin Jia then killed Lord Wuping(General Xin).
The Second Emperor sent the court chief of staff, Sima Xin, and commandant Dong Yi to assist General Zhang Han in suppressing the “bandits and burglars.” Zhang Han had already defeated Wu Feng and proceeded to attack the top general of Zhang-Chu, Lord Fang, killing him. He then moved on to attack the troops of Zhang He, located west of Chen county. Chen Sheng himself came out to oversee the battle, but Zhang He was killed.
In December, while returning from Ruyin county, Chen Sheng was assassinated by his chauffeur, Zhuang Jia, in a village called Xiachengfu. Zhuang Jia subsequently defected to Qin.
In the early days when Chen Sheng became king, his fellow countrymen came to visit him, including his father-in-law. Chen Sheng treated him like any other visitor—he saluted him but did not kneel. His father-in-law was furious, saying, “You are a rioter and a title-grabber. You disrespect your elders; you won’t last long!” He turned around and left. Chen Sheng knelt and apologized, but his father-in-law did not look back. Encouraged by this, Chen Sheng‘s childhood friends began recounting old stories from their youth. Someone advised Chen Sheng, “These guests of yours are uneducated and boorish. Their talk is careless and out of control; it will bring dishonor to your name.” In response, Chen Sheng beheaded a few of the loose talkers. His chums deserted him afterward.
Chen Sheng appointed Zhu Fang as chief examiner and Hu Wu as inquisitor. These two supervised all his officers and generals. When generals returned from conquering cities, they were often punished as criminals if their actions were deemed inappropriate. Zhu Fang and Hu Wu equated harshness with loyalty; if they found any mistakes, they either issued punishments themselves or handed them over to prosecutors. Because of this, the generals distanced themselves from King Chen Sheng. This alienation contributed to Chen Sheng’s downfall.
General Lü Chen, a former housekeeper of King Chen Sheng, formed an armed force in Xinyang County, known as the Black-Head Army, as all the soldiers wore black headscarves. They broke into Chen county and killed Zhuang Jia, reinstating the Kingdom of Chu there. They buried King Chen Sheng in Dang county and gave him the posthumous title of King Yin of Chu.
Chen Sheng had sent Song Liu from Zhi county to lead troops to capture the city of Nanyang and breach Wu Pass. Song Liu had already occupied Nanyang when he learned of Chen Sheng’s death. The Qin army retook Nanyang, and Song Liu surrendered. The Second Emperor ordered Song Liu to be quartered in public.
Zhou Fu of Wei led troops to seize lands in Feng county and Pei county. He sent envoys to persuade Yong Chi to change allegiances. Yong Chi, who had previously been aloof and reluctant to report to the Duke of Pei, surrendered Feng county to the Kingdom of Wei. The Duke of Pei launched an attack on Feng county but was thwarted.
Zhang Er and Chen Yu of Zhao reassembled an armed force from the remnants of their collapsed troops. They led tens of thousands of soldiers to attack Li Liang, defeating him. As a result, Li Liang fled to surrender to General Zhang Han of Qin. An attendant of Zhang Er and Chen Yu advised them, “You are not natives of the Kingdom of Zhao, just mere travelers here, so you cannot claim kingship on your own. You need to find a descendant of the King of Zhao and help him become king. Then you may achieve your goals.” Following this advice, Zhang Er and Chen Yu found Zhao Xie. In January, during the spring, they installed Zhao Xie as the new King of Zhao and established Xindu county as its capital.
The rebels in Dongyang county, led by Ning Jun and Qin Jia, learned that Chen Sheng’s troops had been defeated. They installed Jing Ju as the King of Chu and led their troops to Fangyu county, planning an attack on the Qin army at Dingtao. They sent Gongsun Qing as an envoy to the Kingdom of Qi, requesting that the Qi army join forces with them to confront the Qin army. The King of Qi, Tian Dan, rebuked the envoy: “King Chen Sheng was defeated. We do not know if he is dead or alive. Why did you install a new king without consulting us?” Gongsun Qing retorted, “The Kingdom of Qi installed its king without consulting the Kingdom of Chu. Why should the Kingdom of Chu consult with the Kingdom of Qi before installing its king?” In response, Tian Dan had Gongsun Qing executed.

