Tag: Kong Guang

  • Comprehensive Reflections to Aid in Governance(Part 255): A New Broom Sweeps Cleaner

    Comprehensive Reflections to Aid in Governance

    By Sima Guang

    Translated By Yiming Yang  

    Annals of Han Book 25 Scroll 33 (continued)

    Liu Xin’s Handwriting

    The 2nd year of Emperor Cheng’s Suihe Era (7 B.C. continued)

    During the reign of Emperor Cheng, the folk music of Zheng was especially popular at the court. Renowned palace entertainers such as Bing Qiang and Jing Wu, had risen to prominence, and noble families even competed with the imperial house in employing female musicians and performers. The Emperor, who had disliked this music since his days as Prince of Dingtao and was personally averse to music in general, issued an edict in June: “Did not Confucius say, ‘The music of Zheng shall be banned, the music of Zheng is decadent’? Therefore, the officials of the Music Bureau shall be dismissed. Music for sacrifices and the ancient military music recorded in the classics, excluding that of Zheng and Wey, shall be administered by other offices.” 

    More than half of the musical officials were dismissed. However, as time passed, the people had become accustomed to this music, and since no more elegant alternative had been composed to replace it, the musical indulgence of the wealthy and the officials remained unchanged.

    Wang Mang recommended Liu Xin, Colonel of the Central Citadel, on account of his talent and conduct. Liu Xin was appointed Privy Counselor, then promoted to Grand Master of Merit, and enjoyed the Emperor’s favor. He was given the name Liu Xiu, since the Emperor’s own name was also Liu Xin. The Emperor ordered Liu Xiu to oversee the annotation of the Five Classics and to continue the work of his father, Liu Xiang. Liu Xiu compiled and submitted a general catalogue of the various texts, producing seven summaries: Ji lüe (Summary of the Classics), Liuyi lüe (Summary of the Six Arts), Zhuzi lüe (Summary of the Masters and Philosophers), Shifu lüe (Summary of Poetry and Essays), Bingshu lüe (Summary of Military Texts), Shushu lüe (Summary of Techniques and Astronomy), and Fangji lüe (Summary of Magic and Occult). These summaries encompassed six broad categories, thirty-eight subdivisions, five hundred ninety-six works, and thirteen thousand two hundred sixty-nine scrolls.

    The summaries classified the various schools of thought into nine streams: Confucianism, Daoism, Yin-Yang Theory, Legalism, the School of Names(Logicians), Mohism, the School of Diplomacy, Eclecticism, and Agriculturalism. Liu Xiu argued that “These nine schools of thought arose when the kingly way had declined and the feudal lords exercised power. At that time, rulers held different preferences, and thus these diverse schools of thought arose and reached their height, each advancing its own strengths and contending for influence. Although their teachings differ, they are like water and fire, opposing one another yet also complementing one another. Benevolence and righteousness, reverence and harmony, though opposed, are all intermingled. The Book of Changes says: ‘All under Heaven pursue the same end by different paths; they reach the same destination, though a hundred deliberations.’ Now those of the various schools press forward what each does best, exhausting knowledge and probing thought in order to make their purport clear. Though each has obscurities and deficiencies, if one gathers their essential return, they are also branches and later offshoots of the Six Classics. If such men should encounter an enlightened king and sagely ruler, and get what is properly balanced and harmonized from these schools of thought, they would all be material for the ruler’s limbs and wings, serving as indispensable aids.

    “Confucius once said: ‘When rites are lost, seek them among the wilderness.’ Now, being long departed from the age of sages, the Way and its arts are broken and cast aside, and there is nowhere further to seek them. Are those Nine Schools not still better than the wilderness and countryside? If one can cultivate the arts of the Six Disciplines and, by them, examine the words of these Nine Schools—discarding the shortcomings and taking the outstanding—then one may thereby penetrate strategies suited to the myriad regions.”

    Prince Hui of Hejian, Liu Liang, was able to live in accordance with the example set by Prince Xian of Hejian, Liu De. When his mother, the Queen Dowager, passed away, he observed the mourning rites in full accordance with ritual prescription. He was therefore granted an additional fief of ten thousand households, to serve as a model for the imperial clan.

    Dong Zhongshu had advised Emperor Wu: “Qin adopted the laws of Shang Yang, abolished the well-field system, and allowed the people to buy and sell land. The wealthy accumulated vast estates, while the poor were left with only tiny plots. In small towns there were men as honored and powerful as princes; in the villages there were riches equal to those of dukes and marquises. How could the common people not be oppressed? Although the ancient well-field system cannot easily be restored in full, it would still be beneficial to move toward it gradually. Limit the amount of land the people may own, so that those without land may be provided for, and curb excessive annexation. Remove from masters the power they hold over enslaved laborers, who live in fear of cruel punishments. Reduce taxes and labor service to lighten the people’s burdens, and better governance will then become possible!”

    When the Emperor ascended the throne, Shi Dan again submitted a proposal: “Now, after many generations of peace, the wealthy and the officials have greatly expanded their holdings, while the poor suffer ever more deeply. It would be appropriate to impose some limit on landownership.” The Emperor referred the proposal for deliberation.

    Chancellor Kong Guang and Grand Excellency of Works He Wu proposed: “Let limits be set on the land owned by feudal princes, marquises, and princesses. Let the land owned by marquises within the Pass, officials, and commoners be limited to no more than thirty qing(Chinese hectare), and let the number of slaves be limited to no more than thirty. This should be enforced within three years, and the property of violators should be confiscated by the court.”

    Then the market prices of land, houses, and household slaves fell sharply, and the nobles and ministers close to the Emperor did not regard the measure as beneficial to them. Another edict was therefore issued: “Let the matter be suspended for the present.”

    In addition, an edict was issued to the officials overseeing the garment workshops in Qi, stating: “The officers of the Office of the Three Seasons shall halt the production of patterned silks and embroideries that are difficult to complete and harmful to women’s spinning and weaving. Those already produced shall not be transported to the capital.”

    The edict further stated: “The law of ‘Affirming Patricians,’ which grants preferential advancement to the sons of officials of the 2,000-picul rank, and the laws prohibiting slander and defamation are hereby abolished. Women of the harem under thirty years of age shall be given in marriage. Slaves over fifty years of age shall be freed and made commoners. In addition, officials with salaries of three hundred piculs or less shall receive an increase.”

    At a banquet in Weiyang Palace, the eunuch conductor arranged a seat for Empress Dowager Fu beside the Empress Dowager Zhao. Grand Marshal Wang Mang, while inspecting the seating, rebuked the conductor: “The Queen Dowager of Dingtao, merely a former concubine of a prince, how can she sit alongside the Supreme Sovereign?” He had her seat removed and another one arranged elsewhere. When Empress Dowager Fu heard of this, she was enraged, refused to attend the banquet, and conceived a deep resentment toward Wang Mang. Wang Mang thereupon petitioned for retirement. In autumn, on July 1, the Emperor granted him five hundred cattie of gold and a carriage drawn by four horses, and dismissed him to his residence.

    Many among the Three Excellencies, the ministers, and the nobles praised Wang Mang, and the Emperor consequently showed him even greater favor. He sent palace eunuchs to attend Wang Mang’s household and had meals provided to him every ten days. In addition, a decree was issued increasing the fiefs of Wang Gen, Marquis of Quyang; Wang Shun, Marquis of Anyang; and Wang Mang, Marquis of Xindu. The fiefs of Chancellor Kong Guang, Grand Excellency of Works He Wu, and various other officials were likewise adjusted. Wang Mang was appointed Special Appointee and Palace Steward, granted court audience on the new moon and full moon of each month, and accorded ceremonial honors equivalent to those of the Three Excellencies. Furthermore, Wang Li, Marquis of Hongyang, was reinstated to the capital.

    Queen Dowager Fu(Consort of Emperor Yuan)’s cousin, General of the Right Fu Xi, was a learned man of noble character. After Wang Mang was dismissed and retired, public hopes turned to Fu Xi. Earlier, when the Emperor’s affinal relatives were being advanced, Fu Xi alone remained modest and declined high office on the grounds of ill health. When Queen Dowager of Dingtao(Fu) began to take part in state affairs, he often offered advice in opposition to her wishes. As a result, she did not want Fu Xi to assist in the government. On July 4, General of the Left Shi Dan was appointed Grand Marshal and granted the title of Marquis of Gaoxiangting. Fu Xi was given one hundred catties of gold, relieved of his duty as General of the Right, his seal and ribbon taken away, and assigned the post of Grand Master of Merit so that he might recuperate from illness. The office of General of the Right was then given to Peng Xuan of Huaiyang, who was serving as Grand Chamberlain.

    Grand Excellency of Works He Wu and Director of the State Secretariat Tang Lin both submitted memorials to the Emperor, saying: “Fu Xi is a man of righteousness, integrity, and loyalty, wholly devoted to the state. Now, because of illness, he is being sent away, to the disappointment of the people. All say, ‘The worthy son of the Fu family, because he disagreed with the Queen Dowager of Dingtao, has been dismissed,’ and the myriad officials grieve for the state. Loyal ministers are the protectors of a state. The state of Lu had Ji You to bring order out of disorder; the prestige of the kingdom of Chu depended on Cheng Ziyu(Cheng Dechen’s courtesy name); the state of Wei relied on Wei Wuji(Lord Xinling) to rally the feudal lords; and the preservation or destruction of Xiang Yu turned upon Fan Zeng. A single worthy man is worth more than a million soldiers. Thus Qin spent a thousand pieces of gold to sow dissension against Lian Po, and Han scattered gold to estrange Uncle Fan Zeng from Xiang Yu. So long as Fu Xi stands at court, he represents the Emperor’s glory and the rise or fall of the Fu family.”

    The Emperor also valued Fu Xi, and he was therefore soon reinstated.

    The Marquis of Jianping, Du Ye, submitted a memorial criticizing the Marquis of Quyang, Wang Gen, the Marquis of Gaoyang, Xue Xuan, and the Marquis of Anchang, Zhang Yu, and by contrast recommending Zhu Bo. The Emperor, having heard of the Wang family’s arrogance from a young age, could not endure it; yet, because his reign had only recently begun, he chose for the time being to tolerate them.

    A little more than a month later, the Inspector Colonel of the Capital, Xie Guang, reported: “The Marquis of Quyang(Wang Gen) before the mourning for the late Emperor had been completed, openly summoned the former female musicians and entertainers of the imperial court, including Yin Yan and Wang Feijun. He also gave former imperial concubines in marriage as wives to Wang Kuang, the Marquis of Chengdu and son of his brother. In all this, they showed none of the propriety due from subjects, but instead displayed grave disrespect and a complete disregard for moral standards.”

    Thereupon the Emperor said: “The late Emperor treated Wang Gen and Wang Kuang, father and son, with the utmost generosity, yet they have repaid that kindness with betrayal and ingratitude.” Since Wang Gen had once proposed that Emperor Ai be made crown prince, he was merely sent back to his marquisate. Wang Kuang was reduced to commoner status and returned to his native town. All officials who had been recommended or appointed by Wang Gen and Wang Shang(Wang Kuang’s father), were dismissed.

  • Comprehensive Reflections to Aid in Governance(Part 254): Mother Honored Through Son

    Comprehensive Reflections to Aid in Governance

    By Sima Guang

    Translated By Yiming Yang  

    Annals of Han Book 25 Scroll 33

    Duration of 2 years

    Yanling Mausoleum, Xianyang, Shaanxi Province. Photo by Legolas1024

    The 2nd year of Emperor Cheng’s Suihe Era (7 B.C.)

    In January of spring, the Emperor made royal progress to Ganquan and performed the rites at the Taiyi Altar.

    On February 13, Chancellor Zhai Fangjin died. At that time, Mars lingered in the Heart of the Scorpion. Li Xun of Pingling, a staff consultant in the Chancellery, submitted a memorial stating: “Calamities are imminent, and the burden of responsibility grows heavier by the day. How can we merely dismiss or punish the man in charge? The entire Chancellery, with more than three hundred personnel, should be thoroughly investigated, and all who have served there should be held accountable for the disaster.”

    Zhai Fangjin was deeply distressed and did not know what course to take. Meanwhile, the astrologer Fei Li advised that the senior ministers should be replaced. The Emperor then summoned Zhai Fangjin. After he returned home, before any resolution had been reached, he received an imperial edict reproaching him for failing to manage affairs of state properly, thereby bringing about disasters and causing widespread suffering among the people. 

    The Emperor wrote: “I wish to remove you from office, but I cannot bear to do so. I shall have the Excellency of Works provide you with ten liters of wine and a cow to sustain you. You must take care of yourself.” Zhai Fangjin committed suicide that very day.

    The Emperor kept the matter confidential. He dispatched the Nine Ministers to present an official seal and ceremonial regalia, and provided carriages, sacrificial vessels, and white mourning drapery, all funded and administered by the court treasury. The Emperor personally attended the mourning rites several times, showing exceptional honor beyond the customary treatment accorded to other chancellors.

    Sima Guang’s commentary: Yan Ying once said, “Heaven’s mandate is not arbitrary, and fate does not alter its course.” The coming of fortune or disaster cannot be averted. In former times, King Zhao of Chu and Duke Jing of Song, though unwilling to shift disaster onto their officials, said, “If one transfers an illness from the heart to the limbs, what benefit is there?” Even if disaster could be transferred, a benevolent ruler would not do so—how much less when it cannot be done at all?

    If Zhai Fangjin’s offense did not merit death, yet he was put to death in order to answer for a great crisis, then this was to deceive Heaven. If Zhai Fangjin did deserve punishment, yet his execution was concealed and his funeral honors were made exceptionally grand, then this was to deceive men. Emperor Cheng sought to deceive both Heaven and men, yet in the end gained nothing by it. It may indeed be said that he did not understand the Mandate.

    In March, the Emperor made a tour to Hedong to offer sacrifices to the Earth Goddess.

    On March 18, the Emperor died in Weiyang Palace.

    The Emperor had been robust and free of illness. At that time, the Prince of Chu, Liu Yan, and the Prince of Liang, Liu Li, were in attendance at court and were to depart the following morning. The Emperor had spent the night in the White Tiger Hall of the palace, and he also intended to appoint the General of the Left, Kong Guang, as Chancellor, having already prepared the marquis seal and drafted the commendation. The evening and night passed in peace.

    The next morning, when the Emperor was about to rise, he drew up his trousers, whereupon his garments fell loose, and he became unable to speak. Within a few hours, he died. The people were thrown into an uproar, and all blamed Consort(Zhaoyi) Zhao.

    The Empress Dowager issued an edict ordering Grand Marshal Wang Mang, together with the Grand Master of the Censorate, the Chancellor, and the Minister of Justice, to investigate the Emperor’s condition and symptoms. Consort(Zhaoyi) Zhao committed suicide.

    Ban Biao’s praise of the late Emperor: My aunt, who once served as a consort(Jieyu) in his harem, had seen Emperor Cheng, and her father and brothers also served at court. They often told me: “Emperor Cheng was scrupulous in the maintenance of his bearing. When he ascended a carriage, he stood upright; he neither glanced about needlessly, nor spoke rashly, nor pointed with his own hand. In facing the court, he was deeply reverent and maintained a dignified demeanor. This may truly be called the bearing of a Son of Heaven. He studied widely, both past and present, accepted forthright remonstrance, and allowed officials and commoners alike to present their views. The age was one of peace and harmony, and those above and below lived in concord. However, he was deeply given to wine and sensual pleasures; the Zhao clan brought disorder within, and the affinal clan controlled the court, so that it made people short of breath when talking about it.”

    From the beginning of the Jianshi era, the Wang clan began to take control of state affairs; with the short reigns of Emperor Ai and Emperor Ping, Wang Mang ultimately usurped the throne. This was plainly the consequence of the power and favor he accumulated under Emperor Cheng.

    On that day, Kong Guang received appointment as Chancellor and the seal as Marquis of Boshan before the late Emperor’s casket.

    The Marquis of Fuping, Zhang Fang, upon hearing of the Emperor’s death, mourned and wept until he died.

    Xun Yue’s commentary: Zhang Fang did not lack affection for the Emperor, but he lacked loyalty. Thus, affection without loyalty is a theft of benevolence.

    The Empress Dowager decreed that the traditional sacrificial ceremonies held in the Southern and Northern Suburbs of Chang’an should be resumed.

    In summer, on April 8, the Crown Prince ascended the throne and visited the temple of Emperor Gaozu. The Empress Dowager(Wang Zhengjun) was honored as Grand Empress Dowager, and the Empress(Zhao Feiyan) was honored as Empress Dowager. A general amnesty was proclaimed throughout the realm.

    At the beginning of Emperor Ai’s reign, he personally practiced frugality, reduced various expenditures, and attended to affairs of state in person. Throughout the court, all aspired to a well-governed administration.

    On April 17, Emperor Cheng was buried at Yanling mausoleum.

    The Grand Empress Dowager(Wang Zhengjun) ordered Queen Dowager Fu and Consort Ding to come to Weiyang Palace every ten days.

    An edict asked the Chancellor and the Grand Excellency of Works: “Where should Queen Dowager Gong of Dingtao reside?”

    Chancellor Kong Guang, who had long known Queen Dowager Fu to be hot-tempered and strong-willed, and skilled in political maneuvering, advised that since she had raised and educated the Emperor from infancy to adulthood and had played a decisive role in his accession, she might interfere in affairs of state. He proposed that a separate palace be rebuilt for the Dowager Empress of Dingtao.

    The Grand Excellency of Works, He Wu, said, “She should reside in the Northern Palace.” The Emperor followed He Wu’s recommendation. The Northern Palace had a purple covered walkway leading directly to Weiyang Palace, and Queen Dowager Fu indeed used this passage to visit the Emperor morning and evening, seeking an exalted title and favoring her relatives, thereby preventing the Emperor from making decisions with full independence.

    The Marquis of Gaochang, Dong Hong, catering to the intentions of Queen Dowager Fu and the Emperor, argued: “The mother of King Zhuangxiang of Qin was originally of the Xia clan and was adopted by Madame Huayang; after he ascended the throne, both women were addressed as Empress Dowagers. Therefore, it is appropriate to establish the Queen Dowager of Dingtao as Empress Dowager Gong.”

    The matter was submitted to the ministers. The Grand Marshal, Wang Mang, and Shi Dan—General of the Left, Marquis Within the Passes, and Recorder of the State Secretariat—submitted a memorial impeaching Dong Hong, stating: “To compare the title of the Empress Dowager with that of the fallen Qin dynasty is to diminish the sanctity of our present reign and is wholly inappropriate.” The new Emperor, being humble and reverent, accepted the counsel of Wang Mang and Shi Dan and reduced Dong Hong to commoner status. Queen Dowager Fu was incensed and demanded that her title be confirmed.

    The Emperor then informed the Grand Empress Dowager and issued an edict honoring Prince Gong of Dingtao (the Emperor’s biological father Liu Kang) as Emperor Gong.

    On May 19, Empress Fu was installed; she was the daughter of Fu Yan, a niece of Queen Dowager Fu.

    The edict stated: “In the Spring and Autumn Annals, a mother is honored through her son. Therefore, the Queen Dowager of Dingtao should be honored as Empress Dowager Gong, and Consort Ding as Queen Dowager Gong. Each shall have her own Left and Right Masters of the Household and shall receive estates comparable to those of Changxin Palace (the residence of the Empress Dowager) and the Central Palace (the residence of the Empress).”

    The father of Queen Dowager Fu was posthumously honored as the Marquis of Chongzu, and Consort Ding’s father was honored as the Marquis of Baode. Consort Ding’s brother, Ding Ming, was created the Marquis of Yang’an; her cousin Ding Man was created the Marquis of Pingzhou; and Fu Yan, the father of the Empress, was created the Marquis of Kongxiang. Zhao Qin, the younger brother of Empress Dowager Zhao Feiyan—who also served as Privy Counselor and Grand Master of Merit—was created the Marquis of Xincheng.

    The Grand Empress Dowager(Wang Zhengjun) decreed that Grand Marshal Wang Mang should withdraw from court and return to his residence, to make way for the Emperor’s affinal relatives. Wang Mang submitted a memorial requesting retirement.

    The Emperor sent the Minister of the State Secretariat to issue an edict summoning Wang Mang, and also dispatched Chancellor Kong Guang, Grand Excellency of Works He Wu, General of the Left Shi Dan, and Commandant of the Guards Fu Xi to inform the Grand Empress Dowager: “The Emperor is deeply grieved by the Grand Empress Dowager’s decree. If the Grand Marshal is to retire, the Emperor will not dare to handle affairs of state.”

    The Grand Empress Dowager then permitted Wang Mang to remain in office and continue his duties.

  • Comprehensive Reflections to Aid in Governance(Part 253): A Tattletale or Whistleblower

    Comprehensive Reflections to Aid in Governance

    By Sima Guang

    Translated By Yiming Yang 

    Annals of Han Book 24 Scroll 32 (continued)

    He Pu, Guangxi Province. A place for exiles.

    The 1st year of Emperor Cheng’s Suihe Era (8 B.C. continued)

    The Commandant of the Palace Guard and Privy Counselor, Chunyu Chang, enjoyed the Emperor’s favor and complete trust. He was held in greater esteem than the Three Excellencies and the Nine Ministers. He cultivated friendships with princes, governors, and prefects, accepted bribes and gifts amounting to tens of millions, and indulged extravagantly in pleasure and luxury. Empress Xu’s elder sister, Xu Mi, was the widow of the Marquis Si of Longluo. Chunyu Chang carried on an affair with Xu Mi and took her as a concubine.

    The deposed Empress Xu, residing at Changding Palace, used Xu Mi as an intermediary to bribe Chunyu Chang in hopes of being restored as a consort of the Emperor with the title Jieyu[Lady of Handsome Fairness]. Chunyu Chang received gold, carriages, and garments from Empress Xu worth more than ten million coins, and falsely claimed that he had spoken with the Emperor about establishing her as Left Empress. Whenever Xu Mi entered Changding Palace, she carried letters from Chunyu Chang. In these letters, Chunyu Chang mocked and teased Empress Xu, making lewd and wanton remarks without restraint. Thus, the exchange of letters and bribes continued for many years.

    At the time, Wang Gen, Marquis of Quyang, who was assisting in the governance of the state, had been ill for a long period and had repeatedly requested permission to retire. Chunyu Chang, as an affinal relative, held rank among the Nine Ministers and was widely expected to succeed Wang Gen. The Privy Counselor, Cavalry Commandant, and Grand Master of Merit, Wang Mang, grew jealous of Chunyu Chang’s prominence and secretly investigated these matters. While attending to the Marquis of Quyang during his illness, Wang Mang said to him: “Chunyu Chang, seeing that the general’s illness has dragged on, is secretly pleased and regards himself as the one who will succeed in assisting the government. He has already been privately conferring with gentry and members of the imperial clan about official appointments and the creation of offices.” He then detailed Chunyu Chang’s various misdeeds.

    Wang Gen flew into a rage and said, “If this is so, why were these crimes not reported earlier?”

    Wang Mang replied, “I did not know the general’s intentions, and therefore did not dare to speak out.”

    Wang Gen said, “Go at once and report this to the Eastern Palace!”

    Wang Mang sought an audience with the Empress Dowager and reported that Chunyu Chang was arrogant and dissolute, plotting to replace the Marquis of Quyang, and that he had an illicit relationship with Empress Xu’s sister, from whom he had accepted clothing and valuables. The Empress Dowager was greatly angered and said, “Has that wretch gone so far? Go—report this to the Emperor!”

    Wang Mang then conveyed the matter to the Emperor. Under pressure from the Empress Dowager, Chunyu Chang was dismissed from office but not otherwise punished, and was sent back to his fief.

    The Marquis of Hongyang, Wang Li, was unable to assist in governing and suspected that Chunyu Chang had slandered him, which bred deep resentment. The Emperor was aware of this. When Chunyu Chang was about to return to his fief, Wang Li had his eldest son, Wang Rong, request carriages and horses from Chunyu Chang. Chunyu Chang presented Wang Rong with valuable gifts and bestowed substantial rewards upon Wang Li. Thereupon, Wang Li submitted a sealed memorial to the Emperor, requesting that Chunyu Chang be retained, stating: “Since Your Majesty has entrusted this matter to the Empress Dowager, it would indeed be inappropriate to impose further punishment upon Chunyu Chang.”

    The Emperor became suspicious and ordered an investigation. Officials arrested Wang Rong, whereupon Wang Li compelled Wang Rong to commit suicide in order to silence him. The Emperor grew even more suspicious, suspecting a major conspiracy, and thus had Chunyu Chang arrested and confined in the Luoyang prison for a thorough inquiry. Chunyu Chang was found to have mocked and insulted the resident of Changding Palace, conspired to establish a Left Empress, and committed grave acts of treason. He died in prison. His wife and children, who were subject to punishment, were exiled to Hepu, and his mother, Wang Ruo, was returned to her native place.

    The Emperor dispatched the Minister of Justice, Kong Guang, bearing the tally of authority, to administer poison to the deposed Empress Xu and compel her to commit suicide. The Chancellor, Zhai Fangjin, once again accused the Marquis of Hongyang, Wang Li, of cunning and unscrupulous conduct and requested that he be imprisoned. The Emperor said, “The Marquis of Hongyang is my uncle, and I cannot bear to apply the law against him; he shall be sent back to his march.”

    In addition, Zhai Fangjin requested that Wang Li’s posse—the General of the Rear, Zhu Bo, and Sun Hong, Prefect of Julu—as well as the former Grand Master of Merit, Chen Xian, be removed from office and returned to their native places. Chen Xian, knowing that he would be permanently banished, died of grief.

    Zhai Fangjin was intelligent and accomplished in both letters and administration, combining Confucian refinement with legal expertise, and was renowned for his clarity of judgment and insight. The Emperor valued him highly. He was also adept at discerning the subtle intentions of his superiors and handled affairs in a manner that consistently accorded with their wishes. When Chunyu Chang controlled official affairs, Zhai Fangjin maintained a close relationship with him and praised and recommended him. After Chunyu Chang was punished for treason, the Emperor concealed Zhai Fangjin’s culpability as Chancellor. Zhai Fangjin, however, felt inwardly ashamed and submitted a memorial apologizing and requesting retirement.

    The Emperor replied: “The Marquis of Dingling, Chunyu Chang, has already been punished for his crimes. Although you were associated with him, doesn’t the Book of Documents say, ‘A gentleman rejoices when errors made in the morning are corrected in the evening’? Why be troubled by this? Attend solely to your duties, do not neglect your medicine, and take care of yourself.”

    Zhai Fangjin then resumed his duties and continued to submit memorials against those whom Chunyu Chang had favored, including Sun Bao, Intendant of Jingzhao, and Xiao Yu, Intendant of Fufeng. He also dismissed more than twenty officials holding ranks of two thousand piculs or above. Du Ye, Commandant of Hangu Pass and Marquis of Jianping, who had long been at odds with Zhai Fangjin, was accused by him of “receiving a letter from Wang Li, Marquis of Hongyang, and accepting his requests, thereby showing disrespect toward the Emperor.” Du Ye was dismissed and sent back to his march.

    The Emperor praised Wang Mang as the first to expose a grave act of treachery, commending his loyalty and integrity. Accordingly, Wang Gen recommended Wang Mang to succeed him. On November 26, Wang Mang was appointed Grand Marshal at the age of thirty-eight. Having risen above his contemporaries, he succeeded his four uncles in assisting the governance of the state and aspired to surpass the reputations of his predecessors, devoting himself to his duties without rest. He employed virtuous and capable men as clerks and aides, used the rewards bestowed by the Emperor and the income from his fief to support retainers, and was all the more frugal in his own conduct.

    When Wang Mang’s mother fell ill, ministers and marquises sent their wives to inquire after her health. Wang Mang’s wife received them wearing a plain gown that did not reach the ground and a simple cloth apron. Those who saw her mistook her for a maid; when they realized she was Wang Mang’s wife, they were all struck with awe. Such was the extent to which he pursued a reputation for virtue.

    The Chancellor, Zhai Fangjin, and the Grand Excellency of Works, He Wu, submitted a joint proposal, stating: “According to the principles of the Spring and Autumn Annals, those of higher rank should supervise those of lower rank, not the reverse. At present, the provincial inspectors hold the pay grade of a lower grandee, at six hundred piculs, yet they oversee prefects ranked at two thousand piculs. This is inconsistent with proper function. We propose abolishing the office of inspector and restoring the ancient office of governor, with a rank of two thousand piculs.”

    In December, the office of provincial inspector was abolished and replaced with that of governor, likewise ranked at two thousand piculs.

    In Qianwei Commandery, sixteen ancient stone chimes were discovered by the riverbank, an event that court consultants regarded as an auspicious omen. Liu Xiang seized upon this occasion to admonish the Emperor, saying:

    “It would be fitting to establish an imperial school at the capital, to found academies of learning, to array rites and music, to exalt the sounds of the Elegantiae and Hymns, and to display the forms of deference and submission, thereby transforming and civilizing the realm. If this is done and order is still not achieved, such a case has never existed.

    “Some may object that the rites and vessels cannot yet be fully provided. Yet rites take the nourishment of men as their aim. Where there are excesses or deficiencies, this is an error in nourishing the people. Punishments today may extend even to death and bodily harm; they are not the criminal laws of Gao Yao, yet judicial officers still petition to establish statutes—cutting what should be cut and amending what should be amended—in order to meet present needs. But when it comes to rites and music, they claim they dare not proceed. This is the equivalence of daring to kill men, but not daring to nourish them.

    “Because ritual vessels and musical instruments suffer minor deficiencies, one therefore abandons them entirely and does nothing—this is to discard a small deficiency and incur a great one. No delusion is greater than this.

    “As for instruction and transformation in comparison with penal law: penal law is the lighter matter. To abandon what is weighty and hasten what is light is not the proper course. Instruction and transformation are what governance relies upon; penal law is that by which governance is assisted. To discard what is relied upon and to set up only what assists—this is not the way to attain Great Peace.

    “Even in the capital, there are disobedient and unruly sons and grandsons, down to those who fall under capital punishment and are executed without end. All this arises from not practicing the Way of the Five Constant Virtues(benevolence, righteousness, propriety, wisdom, and trustworthiness). Bearing the decline of a thousand years since the Later Zhou and inheriting the residual corruption of violent Qin, the people have gradually been steeped in vicious customs—greedy, gluttonous, reckless, and deceitful—unacquainted with righteousness and principle. If they are not guided by great transformation but are driven solely by punishments, they will in the end never be reformed.”

    The Emperor transmitted Liu Xiang’s proposal to the officials. The Chancellor and the Grand Excellency of Works proposed establishing an imperial academy campus and ordered a survey south of Chang’an to select construction sites, but the project was never completed and was eventually abandoned. At the time, there was also discussion to the effect that “Confucius, though a commoner, taught three thousand disciples, whereas the Imperial Academy now has but few students.” Accordingly, the number of students at the Imperial Academy was increased to three thousand, but after a year it returned to its former level of about one thousand.

    Liu Xiang was trusted by the Emperor and therefore often exposed and criticized members of the imperial house and contemporary officials, his words sharp yet sincere. The Emperor repeatedly sought to appoint him as one of the Nine Ministers, but was continually obstructed by those in power, including the Wang clan, the Chancellor, and the Grand Master of the Censorate. Thus, he never advanced, remaining a Grandee for more than thirty years until his death. Thirteen years after his passing, the Wang clan usurped the Han dynasty.

  • Comprehensive Reflections to Aid in Governance(Part 252): Imperial Adoption

    Comprehensive Reflections to Aid in Governance

    By Sima Guang

    Translated By Yiming Yang 

    Annals of Han Book 24 Scroll 32 (continued)

    A Jade Disk Excavated from the Tomb of Prince of Dingtao

    The 1st year of Emperor Cheng’s Suihe Era (8 B.C.)

    In the first month of spring, a general amnesty was proclaimed throughout the empire.

    The Emperor summoned the Chancellor Zhai Fangjin, Grand Master of the Censorate Kong Guang, General of the Right Lian Bao, and General of the Rear Zhu Bo to the inner court to deliberate on the selection of an heir between the Prince of Zhongshan and the Prince of Dingtao. Zhai Fangjin, Wang Gen, Lian Bao, and Zhu Bo all held that “the Prince of Dingtao, Liu Xin, is the son of the Emperor’s younger brother. The Book of Rites states: ‘The son of a brother is as one’s own son; when established as heir, he becomes imperial son.’ Therefore, the Prince of Dingtao ought to be named heir.”

    Kong Guang alone dissented, arguing: “The Rites give precedence to closeness of kinship in establishing an heir. The Book of Documents, in the chapter Pan Geng, records that during the Shang dynasty succession passed from elder brother to younger brother. The Prince of Zhongshan is the son of the late Emperor and the Emperor’s own younger brother; he should therefore be the heir.”

    The Emperor rejected Kong Guang’s view, stating that “the Prince of Zhongshan lacks capability; moreover, according to the Rites, brothers may not enter the same ancestral temple.” Accordingly, on February 9, an edict was issued appointing the Prince of Dingtao, Liu Xin, as Crown Prince. Feng Shen, the affinal uncle and Grand Master of Remonstration of the Prince of Zhongshan, was enfeoffed as Marquis of Yixiang, and the Zhongshan princedom was augmented by thirty thousand households as compensation.

    The Bearer of the Mace, Ren Hong, was appointed Grand Herald and dispatched to summon the Prince of Dingtao. Liu Xin submitted a memorial expressing reluctance, saying: “I lack the competency and virtue required for the position of Crown Prince. I wish to remain in the residence of the Prince of Dingtao in the capital, attending daily upon the court and awaiting the birth of a worthy heir, after which I may return to my princedom and serve as a vassal.” The memorial was presented to the Emperor, who took note of it.

    On February 14, Kong Guang was demoted to Minister of Justice for opposing the decision on the heir, and He Wu was appointed Grand Master of the Censorate.

    Earlier, an edict had sought descendants of the Yin (Shang) dynasty, but those descendants were found to have split into more than ten surnames, and the direct line of succession could not be determined. Kuang Heng and Mei Fu both proposed that the descendants of Confucius be appointed as successors to the Yin dynasty. The Emperor approved and granted Kong Ji the title of Marquis Shaojia of Yin. In March, Kong Ji and the Marquis Chengxiu of Zhou, were both elevated to the rank of duke, each receiving a fief one hundred li in extent.

    The Emperor visited Yong and performed sacrifices at the Five-Deity Altar.

    While serving as Minister of Justice, He Wu submitted a proposal, stating: “The decline of customs and the increasing complexity of government affairs mean that present-day chancellors cannot compare with those of antiquity. The Chancellor alone now manages the affairs of the three highest offices, which is why state business has long been neglected and left unresolved. The Three Excellencies should be reestablished.” The Emperor agreed.

    In April of summer, the Emperor bestowed the seal of the Grand Marshal upon Wang Gen, Marquis of Quyang, and established a public office for him, while abolishing the post of General of Agile Cavalry. He appointed He Wu, Grand Master of the Censorate, as Grand Excellency of Works and enfeoffed him as Marquis of Fanxiang. These offices were accorded honors equivalent to those of the chancellery, thus constituting the three highest offices.

    In autumn, on August 8, Liu Xing, Prince of Zhongshan, died.

    Xiongnu Juya Chanyu also died. His younger brother Nangzhiyasi succeeded him as Wuzhuliu Ruodi Chanyu. Wuzhuliu Chanyu appointed his younger brother Yue as Left Tuqi King and Yu as Right Tuqi King. The Han dispatched General of the Household Xiahou Fan and Lieutenant Colonel Han Rong as envoys to the Xiongnu.

    Someone informed Wang Gen: “There is a tract of Xiongnu land wedged deep into Han territory, extending as far as Zhangye Commandery. It produces distinctive resources, such as timber suitable for arrows and eagle feathers. If this land were obtained, it would greatly benefit the frontier: the state would gain abundant resources, expand its territory, and the general’s reputation would be enhanced without limit.”

    Wang Gen relayed this proposal to the Emperor, who was inclined to request the land directly from the Chanyu. However, fearing that a refusal might undermine imperial authority and damage the Emperor’s prestige, Wang Gen disclosed the Emperor’s intention to Xiahou Fan and instructed him to present the request as his own initiative. When Xiahou Fan reached the Xiongnu court, he addressed Wuzhuliu Chanyu, saying: “I have observed that the Xiongnu possess land that intrudes into Han territory as far as Zhangye Commandery. The Han maintain three commandant posts along the frontier, with hundreds of soldiers enduring cold and hardship and suffering prolonged exhaustion. The Chanyu should submit a letter offering this land, straightening the boundary. This would reduce the burden on the commandants and troops, repay the Emperor’s favor, and the recompense from Han would surely be generous.”

    Wuzhuliu Chanyu asked, “Is this an imperial edict, or merely a request from the ambassador?”

    Xiahou Fan replied, “It reflects the intent of an edict, though I am also presenting it here as a proposal for the Chanyu’s consideration.”

    The Chanyu said, “This land is occupied by King Wenyutu. We are not fully aware of its extent or resources. Let me dispatch a man to inquire into it.”

    Xiahou Fan and Han Rong returned to Han. Later, they were again sent as envoys to the Xiongnu and renewed the request for the land.

    The Chanyu responded: “Our ancestors have held this land for five generations. The Han never sought it before—why do they do so now? I have already consulted King Wenyutu. The western vassals of the Xiongnu built their yurts and carts from the timber of this mountain, and it was also land of my late father, which we dare not relinquish.”

    Xiahou Fan returned and was demoted to Prefect of Taiyuan. Wuzhuliu Chanyu sent a letter to the Han detailing Xiahou Fan’s request for the land. An imperial edict replied to the Chanyu: “Xiahou Fan falsely claimed the intent of an edict in requesting land from the Chanyu, an offense punishable by death. However, in light of two recent general amnesties, he has been reassigned as Prefect of Jinan and is henceforth forbidden from ever going to the Xiongnu.”

    In winter, on October 14, Wang Gen fell ill and was relieved of his duties.

    Since the Crown Prince, Liu Xin, had already been adopted as the Emperor’s heir, he could no longer attend to the sacrifices of his own forefathers. In November, the Emperor therefore appointed Liu Jing, grandson of the Prince of Chu, as Prince of Dingtao, to continue the lineage of Liu Kang, Prince Gong of Dingtao. The Crown Prince wished to present his gratitude by genuflection. The Junior Tutor, Yan Chong, argued: “According to the rites, one who has been adopted as heir may not attend to private kinship, nor is it proper for him to offer genuflection.” The Grand Tutor, Zhao Xuan, held that genuflection to one’s father should be allowed, and the Crown Prince agreed with him. An edict was issued to inquire into the grounds for this open expression of gratitude. The Minister of the State Secretariat submitted a memorial impeaching Zhao Xuan, and the Emperor demoted him to Privy Treasurer; the Chamberlain Shi Dan was appointed Grand Tutor in his place.

    When the Crown Prince was young, his grandmother, Queen Dowager Fu, personally raised and cared for him. After he was established as Crown Prince, an edict directed that Queen Dowager Fu and the Crown Prince’s mother, Consort Ding, should reside separately at the Dingtao official lodge in the capital and not see him regularly. After some time, Empress Dowager Wang proposed that Queen Dowager Fu and Consort Ding be allowed to visit the Crown Prince’s palace once every ten days. The Emperor replied: “The Crown Prince is the heir to the throne and should serve Your Majesty together with us; he should not attend to private relatives.”

    Empress Dowager Wang said: “The Crown Prince was small, and Queen Dowager Fu raised him. Now, visiting the Crown Prince’s residence is merely an expression of affection from his nurse and does not constitute impropriety.” Accordingly, Queen Dowager Fu was permitted to visit the Crown Prince’s palace, while Consort Ding, who had not raised him, was not allowed to do so.