Comprehensive Reflections to Aid in Governance
By Sima Guang
Translated By Yiming Yang
Annals of Han Book 21 Scroll 29
Duration of 9 years

The 3rd year of Emperor Yuan’s Yongguang Era (41 B.C.)
In February of spring, Feng Fengshi returned to the capital and was appointed General of the Left, and the title of Marquis Within the Passes was conferred upon him.
In March, the Emperor’s son Liu Kang was made Prince of Jiyang.
In April of summer, Wang Jie, Marquis Kao of Pingchang, passed away.
In July of autumn, Xu Jia, Marquis of Ping’en, was appointed Grand Marshal and General of Chariots and Cavalry.
In winter, on November 8, there was an earthquake accompanied by rainfall.
The offices of Salt and Iron were reinstated; the enrollment of court scholars was limited to one thousand. Because funds were insufficient and many among the people had been exempted from levies, the government lacked the means to sustain both internal and external labor services.
The 4th year of Emperor Yuan’s Yongguang Era (40 B.C.)
In February of spring, a general amnesty was proclaimed throughout the empire.
In March, the Emperor traveled to Yong to offer sacrifice at the Altars of the Five Deities.
In summer, on June 26, a fire broke out at the eastern gate of the Mausoleum of Emperor Xuan.
On June 30, at the new moon, a solar eclipse occurred.
The Emperor then summoned and questioned those who had earlier spoken on the omens of the sun, including Zhou Kan and Zhang Meng. They bowed their heads and apologized. Thereupon the Emperor issued an edict praising Zhou Kan’s virtue, summoned him to the traveling court, appointed him Grandee of Merit with a stipend of two thousand piculs of grain, and placed him in charge of the State Secretariat. Zhang Meng was restored to the office of Grandee of the Palace and Palace Steward.
The Chief of the Palace Secretariat, Shi Xian, controlled the State Secretariat entirely, and all five ministers within it were his clients. Zhou Kan seldom had an opportunity to see the Emperor and was compelled to speak through Shi Xian, with all decisions made according to Shi Xian’s word. Later Zhou Kan fell ill with a throat ailment, lost the power of speech, and died. Shi Xian then falsely accused Zhang Meng, who, in despair, took his own life at the palace concierge.
Gong Yu had submitted a memorial stating: “The temples of Emperors Hui and Jing, having no direct descendants, should be dismantled. Furthermore, the temples maintained in the commanderies and kingdoms do not accord with ancient rites and should be rectified.” The Emperor approved this proposal.
Thus in autumn, on July 10, the temples of Queen Zhaoling (mother of Emperor Gaozu), King Wu’ai (elder brother of Emperor Gaozu), Queen Zhao’ai (elder sister of Emperor Gaozu), Empress Wei Si (Wei Zifu, mother of Crown Prince Liu Ju), Crown Prince Li (Liu Ju), and Empress Dowager Li (consort of Liu Ju and grandmother of Emperor Xuan) were discontinued. None of these were thereafter to receive sacrifices; only a minimal guard of officials and soldiers was assigned.
In winter, on October 19, the ancestral temples located in the commanderies and princedoms were likewise abolished.
The various imperial tombs were assigned to the jurisdiction of the Three Metropolitan Regions. The area of the Shouling Pavilion in Weicheng was designated as the preliminary burial ground of the Emperor. An edict forbade the establishment of counties or towns there, and prohibited forcefully relocating people from the commanderies or kingdoms into that area.
The 5th year of Emperor Yuan’s Yongguang Era (39 B.C.)
In January of spring, the Emperor journeyed to Ganquan and performed the suburban sacrifice at the Taiyi Altar. In March, he traveled to Hedong and offered sacrifice to the Queen of the Earth.
In autumn, great flooding struck Yingchuan, and many people perished.
In winter, the Emperor traveled to Changyang Palace, where the Bear-Shooting Park lay, and held a great hunt.
On December 16, the temples and tombs of the Grand Emperor Emeritus (father of Emperor Gaozu) and of Emperor Hui were destroyed in accordance with the counsel of Wei Xuancheng and others.
The Emperor favored Confucian arts and literary cultivation, thereby greatly altering the policies of Emperor Xuan. Many who offered proposals were granted audience, and all believed themselves to have entered the Emperor’s favor. Moreover, Consort(Zhaoyi[Lady of Bright Deportment]) Fu and her son, the Prince of Jiyang, were cherished above the Empress and the Crown Prince.
The Crown Prince’s tutor, Kuang Heng, submitted a memorial:
“I have heard that the key to order and disorder, safety and peril, and the governance of all under Heaven, lies in discerning where the Sovereign directs his mind. A sovereign who receives the Mandate fixes his thoughts upon founding and perpetuating a dynasty, transmitting it endlessly to future ages. One who inherits the throne seeks to continue the virtues of the former kings and to magnify their achievements. In ancient times, when King Cheng of Zhou succeeded to the throne, he sought to follow the ways of King Wen and King Wu of Zhou to cultivate his heart. All his illustrious deeds and glorious accomplishments he attributed to the two kings, never daring to claim the merit for himself. Thus Heaven took delight in their offerings, and the spirits bestowed their blessings.”
“Your Majesty possesses sacred virtue vast as the heavens and loves the people of the realm as your own children, yet the harmony of yin and yang has not been attained, and treachery and wickedness have not been curbed. This is likely because your advisers have not greatly extolled the achievements of the former emperors, but instead vie with one another to assert that established institutions cannot be used and must be changed. Some reforms prove impractical and are repeatedly altered and reversed, causing subordinates to dispute without end and leaving officials and people alike without trust. I privately lament that the state has cast aside what the people found successful and satisfying, and instead engages in fruitless back-and-forth.”
“I wish that Your Majesty would carefully review the great matter of succession, and devote your mind to upholding established institutions and advancing the past achievements so as to steady the hearts of your subordinates. The Great Odes of the Book of Songs say: ‘Do not forget your ancestors; cultivate their virtue.’ This is the root of utmost virtue. The Commentaries say: ‘By discerning likes and dislikes and regulating emotion and nature, the royal Way is achieved.’ The means of regulating one’s nature is to examine one’s excesses and strengthen one’s deficiencies.
“Those who are bright and perceptive must beware of being overly critical; those who are less informed must beware of being obstructive. The brave and strong must beware of undue violence; the benevolent and gentle must beware of indecision. The tranquil and easygoing must beware of negligence; the broad-minded and magnanimous must beware of forgetfulness. One must scrutinize the cautions appropriate to oneself and temper them with righteousness; then the influence of balanced harmony will respond, and the deceitful and cunning will not dare to scheme for advancement. If Your Majesty heeds this counsel, it will elevate your sacred virtue.”
“I have also heard that when the Way of the household is cultivated, the governance of the realm is thereby achieved. Thus the Book of Songs begins with the ‘Airs of the States,’ and the Book of Rites begins with the ceremonies of capping and marriage. The Airs of the States reveal the origins of emotion and human relationships, thereby illuminating ethical norms. The ceremonies of coming-of-age and marriage set the household in order and lay the foundation for preventing future disorder. Therefore, the sage kings carefully managed the relationships among consorts and queens, distinguished between the heir-apparent and the lesser sons, and observed the rites within the household. The lowly did not overstep the honored, nor the new precede the old, thus harmonizing human sentiments and regulating the yin force.
“By honoring the rightful heir and subordinating the lesser sons, the legitimate son is capped at the Eastern Terrace and receives the sweet-wine rite; the lesser sons do not join the ranks. Thus the legitimate lineage is exalted and doubts and suspicions are dispelled. This is not merely a matter of adding external ritual forms, but of manifesting a true internal distinction. Therefore, ritual inquires into inner emotion and makes it visible outwardly. When the sage’s movements—whether in formal intercourse or in leisurely intimacy—accord with proper order, then everything follows its correct pattern, self-cultivation is achieved, and the people are transformed by his example.
“If those who should be near are pushed afar, and those who should be honored are disgraced, then the treacherous and cunning will seize the chance to disturb the state. Thus the sage vigilantly prevents wrongful beginnings and forbids troubles before they arise, never allowing private affection to injure public righteousness. The Commentaries say: ‘When the household is in order, the realm will be at peace.’”In earlier times, after Emperor Wu had blocked the breach of the Yellow River and built Xuanfang Palace to commemorate the achievement, the river later burst northward again at Guantao, forming the Tunshi River, which flowed northeast into the sea. The Tunshi River grew as broad and as deep as the main course of the Yellow River, and thus it was left unblocked. In this year, the Yellow River broke through at Lingmingdu Estuary in Qinghe Commandery, causing the Tunshi River to dry up.

