Yiming Yang’s Blog

  • Comprehensive Reflections to Aid in Governance(Part 90): Key to The Throne

    Comprehensive Reflections to Aid in Governance

    By Sima Guang

    Translated By Yiming Yang 

    Annals of Han Book 3 Scroll 11

    Emperor Gaozu of Han, Liu Bang

    The 5th year of the Emperor Gaozu (202 B.C. continued)

    The King of Han returned from the front and stopped by the city of Dingtao. He rushed into the camp of the King of Qi, Han Xin, and forcefully stripped him of his commander’s seal.

    The King of Linjiang, Gong Wei, refused to surrender, so the King of Han sent General Lu Wan and Liu Jia to attack his kingdom, eventually capturing him.

    In January of that spring, Han Xin’s title was changed from King of Qi to King of Chu. He was given reign of the area to the north Huai river, with his capital in the city of Xia’pi. Marquis Jiancheng and the prime minister of Wei, Peng Yue, was granted the title of King of Liang. He ruled mostly over the former kingdom of Wei, with his capital in the city of Dingtao.

    The King of Han issued an edict: “The incessant wars have lasted for eight years, and the soldiers have had no respite. The people are also suffering and exhausted. Now that the war is over, all convicts, except those sentenced to death, are granted amnesty.”

    The kings all submitted requests to honor the King of Han as the emperor. On February 3, the King of Han was inaugurated as the emperor on the north bank of the Si River. The Queen of Han became the empress, and their eldest son was made the crown prince. The emperor’s late mother was posthumously honored with the title Lady Zhaoling.

    The emperor issued a proclamation: “The former King of Hengshan, Wu Rui, led troops from Baiyue to join the coalition against the brutal Qin Empire. He made great contributions, and the allied forces honored him as a king. Xiang Yu seized his land and insultingly called him ‘Lord of Aliens.’ We now restore his title as King of Changsha.”

    Another proclamation followed: “The former King of Yue, Wuzhu, maintained the ancestral shrine of the Yue people for generations. The Qin Empire invaded their land and deprived their state deity of sacrifices. When the allied forces fought against Qin, Wuzhu led troops from Minzhong to help overthrow Qin rule. Xiang Yu abolished the Qin government but did not establish a new one. We now honor Wuzhu as King of Minyue, ruling the land of Minzhong.”

    The emperor moved the capital westward to the city of Luoyang

    In May, during the summer, a massive disarmament took place, and a large number of soldiers returned home.

    The emperor’s decree stated: “During the war, many people fled to mountains and lakes, living in hiding and were not properly registered. Now that the country is at peace, you are ordered to return to the county where you lived before the war. Your previous ranks and properties, as recorded in the registry, will be restored to you. Government officials are instructed to educate discharged servicemen with laws and reason, avoiding corporal punishment or insults. Veterans of the seventh rank and above will receive government stipends for food, while veterans below the seventh rank and their households will be exempted from taxes and mandatory public service.”

    The emperor hosted a banquet with wine in the south palace of Luoyang. He began a conversation with the guests, saying, “Gentlemen and generals, speak freely and do not avoid the question! Why do I rule the country, and why did Mr. Xiang lose it?”

    Gao Qi and Wang Ling responded, “When Your Majesty sent someone to seize a city or conquer land, the one who succeeded was rewarded with that city or land. Your Majesty shared the spoils of victory with everyone. Xiang Yu did the opposite—he was jealous of those who achieved great things and suspicious of those with exceptional talents. That’s why he lost the country.”

    The emperor replied, “You have identified one reason, but you missed a more important one. In the art of strategizing from the headquarters and predicting the outcome of battles fought thousands of miles away, I was not as skilled as Zifang (Zhang Liang’s courtesy name). In the task of managing government affairs and maintaining a supply chain to support the war, I was not as capable as Xiao He. In commanding a million soldiers, winning every battle, and breaking through every stronghold, I was not as talented as Han Xin. These three are extraordinary masters, and I employed them—that’s why I won the realm. Xiang Yu had Fan Zeng, but he did not heed his advice, which is why I was able to entrap him.”

    All the attendants were captivated by his remark.

    Han Xin returned to his homeland of Chu as king. He summoned the old laundry woman who had once helped him and rewarded her with a thousand caddies of gold. He also called for the young man who had humiliated him by forcing him to crawl between his legs and promoted him to the position of captain of the court guards. Addressing his officers, Han Xin said, “This man has guts. I could have killed him when he insulted me, but there was no point in taking the life of someone insignificant at the time, so I endured it.”

  • Comprehensive Reflections to Aid in Governance(Part 89): Besieged On All Sides in Gaixia

    Comprehensive Reflections to Aid in Governance

    By Sima Guang

    Translated By Yiming Yang 

    Annals of Han Book 3 Scroll 11

    Duration of 3 years

    Xiang Yu and his horse

    The 5th year of the Emperor Gaozu (202 B.C.)

    In October of that winter, the King of Han pursued King Xiang Yu to Guling. He arranged a meeting with Han Xin, the King of Qi, and Peng Yue, the Prime Minister of Wei, to plan an assault on the army of Chu. However, Han Xin and Peng Yue did not attend. King Xiang Yu struck back at the Han forces and dealt them a severe blow. The Han troops retreated to their camps and refused to engage further.

    The King of Han asked Zhang Liang, “What should we do now that our allies haven’t come to our aid?”

    Zhang Liang replied, “The Kingdom of Chu is on the verge of collapse, but these two generals haven’t yet secured their territories. Their absence was to be expected. If Your Majesty is willing to share the land, they will come at once. The enthronement of Han Xin as King of Qi was not your original intent, and he is aware of that and not convinced of your trust. Peng Yue conquered the lands of Wei, yet Your Majesty only appointed him Prime Minister due to the presence of Wei Bao. Now that Wei Bao is dead, Peng Yue expects to be enthroned, but Your Majesty has hesitated.”

    “If Your Majesty grants the land from Suiyang county to the north, up to Gucheng, as Peng Yue‘s kingdom, and makes him king; and if you give the land from ancient State of Chen to the east, all the way to the East Ocean, to Han Xin, the King of Qi, they will join us immediately. Han Xin‘s home is in the Kingdom of Chu, and his intention would be to reclaim it. If Your Majesty cedes these lands and gives them authority to manage their battles, the downfall of Chu will not be difficult.”

    The King of Han followed Zhang Liang’s advice, and Han Xin and Peng Yue soon led their troops to join him, as expected.

    In November, General Liu Jia crossed the Huai River to the south and laid siege to the city of Shouchun. He sent an emissary to persuade King Xiang Yu’s Grand Marshal, Zhou Yin, to defect. Zhou Yin betrayed the Kingdom of Chu and led troops from Shu county in a massacre in Lu county. He then organized the soldiers of Jiujiang to welcome their former king, Qingbu. Afterward, he moved to Chengfu county, where he carried out another massacre before joining forces with General Liu Jia.

    In December, King Xiang Yu reached Gaixia. His army had dwindled, and they were running out of food. All his battles against the Han forces had ended in failure, and they were now trapped in bastions. The Han army, along with allied forces, surrounded his camps in multiple layers. One night, King Xiang Yu heard folk songs of Chu being sung by the Han soldiers from all sides. Astonished, he exclaimed, “Has the Han army taken over all of Chu? Why are so many Chu folks here?” He rose, drank liquor in his tent, and, overcome with emotion, began singing sorrowful songs, tears streaming down his face. Those around him sobbed, not daring to look at him.

    That night, King Xiang Yu mounted his favorite steed, named Zhui, and led 800 elite cavalrymen to break through the encirclement. They rode south at high speed, and it was not until dawn that the Han army realized they had fled. General Guan Ying was ordered to pursue them with 5,000 cavalrymen. King Xiang Yu managed to cross the Huai River, but by then, only about a hundred cavalrymen remained with him. They became lost near Yinling town and asked a farmer for directions. The farmer said, “Turn left.” They followed his advice and were soon trapped in a large swamp, where the Han cavalry caught up with them.

    King Xiang Yu fled east again and reached Dongcheng county with only 28 cavalrymen remaining. Several thousand Han cavalry were in pursuit. Realizing he could not escape, Xiang Yu spoke to his followers: “It has been eight years since I took up arms. I have fought more than seventy battles and never been defeated. That is why I am the hegemon of the land. Yet, now we are besieged. This is the will of Heaven, not my failure as a warrior. In this final duel of life and death, I want to fight for sport and claim at least three victories: breaking the encirclement, beheading an enemy commander, and cutting down their banner. I want to prove to you that it is Heaven’s will, not my own shortcomings, that has doomed us.”

    He divided his riders into four groups, each facing a different direction, as the Han cavalry encircled them in multiple layers. Xiang Yu told his followers, “I will take out one of their commanders for you.” He then ordered them to charge in all four directions and regroup at three points over the mountain to the east. Xiang Yu roared as he charged into the Han formation, causing their soldiers to panic and flee. He beheaded a Han commander in the chaos.

    A Han cavalry court guard named Yang Xi pursued Xiang Yu, but when Xiang Yu turned and stared at him with a thunderous shout, both Yang Xi and his horse were so terrified that they retreated several miles before recovering their nerve.

    Xiang Yu met his followers at the three rendezvous points. The Han pursuers, unsure where he was, split their forces into three groups to surround each location. Xiang Yu charged the Han troops once more, beheading another commander and killing dozens of Han soldiers. When the group regrouped again, only two horsemen were missing.

    Xiang Yu asked his followers, “How was that?”

    His men, filled with admiration, dismounted and said, “Exactly as Your Majesty said!”

    King Xiang Yu planned to cross the Yangtze River at the town of Wujiang, where the post chief of Wujiang ford had prepared a boat for him. The chief urged him, “Jiangdong region may not be large, but it covers thousands of miles and has a population in the hundreds of thousands. It is enough for Your Majesty to reclaim power. Please cross quickly—only I have boats, and the Han soldiers won’t be able to follow.”

    Xiang Yu laughed and reconsidered: “Why should I cross the river if Heaven has already doomed me? I, Xiang Ji, crossed this river with 8,000 sons of Jiangdong and launched my western campaign. Today, not one of them returned with me. Even if the people of Jiangdong still love me and make me their king, I don’t have the heart to face them again! They may not say a word, but how could I not feel ashamed?”

    He gave his horse, Zhui, as a gift to the post chief and ordered his guards to dismount for one final battle. Xiang Yu fought hand-to-hand with a sword, killing hundreds of Han soldiers on his own, though he was wounded in more than ten places.

    During the fight, Xiang Yu saw a cavalry major, Lü Matong, and asked, “Aren’t you an old friend of mine?” Lü Matong dared not face Xiang Yu, turned to calvary court guard Wang Yi, and pointed to the king, “This is King Xiang Yu!”

    Xiang Yu responded, “I’ve heard the Kingdom of Han has offered 1,000 ounces of gold and a fief of 10,000 households for my head. I’ll repay you a favor for your kindness.” With that, he slashed his own throat.

    Wang Yi took Xiang Yu’s head, but chaos erupted as Han cavalrymen trampled each other, each trying to claim a piece of Xiang Yu’s body. In the mayhem, dozens of soldiers died. Ultimately, five men—Yang Xi, Lü Matong, Lü Sheng, Yang Wu, and Wang Yi—each claimed a piece of Xiang Yu. Together, they confirmed the remains and received the reward. Each was given a fief of 2,000 households and the title of marquis.

    All the cities of the Kingdom of Chu had surrendered to Han rule, except for the county of Lu. The King of Han led the army of the entire country to attack the city. As they approached the city walls, they heard chanting and music from within. The King of Han realized that this was Xiang Yu’s fiefdom, and the people of Lu remained defiant because of their loyalty to him and adherence to the rites.

    The King of Han then showed Xiang Yu‘s severed head to the people of Lu, and the city capitulated. He ordered that Xiang Yu‘s funeral be conducted in the name of the Duke of Lu and had him buried in Gucheng county. The King of Han attended the ceremony himself and wept at the altar. He pardoned all members of the Xiang family, granting Xiang Bo and three others the title of marquis and the surname Liu. Additionally, he allowed those who had been forcibly relocated to Chu to return to their original homes.

    The great historian Sima Qian once commented: Xiang Yu rose from obscurity and dismantled the Qin Empire with the help of five allied monarchs in just three years. He divided the land and granted his followers the titles of king and marquis, becoming the de facto ruler of the country. Although his reign ended poorly, his achievements were nonetheless remarkable in history. Yearning for his home state of Chu, he abandoned the strategic region of Guanzhong. He exiled the honorary emperor and usurped power. Given this, it is difficult to fault the kings and marquises he elevated, who later turned against him. Xiang Yu was overly confident in his military prowess and trusted his own judgment, often deviating from established norms. He sought hegemony and ambitious control but relied solely on brute force to govern. He ultimately perished in the east, and his kingdom was destroyed. Even in defeat, he refused to acknowledge his faults, blaming his downfall on fate, claiming, “It was Heaven that doomed me, not my military failure.” How absurd!

    In his Exemplary Sayings, Yang Xiong commented: Someone asked, “The King of Chu failed at Gaixia. Before his death, he claimed it was Heaven’s will. Does that make sense?” The answer was: “The King of Han sought advice from many, and more ideas overcame more brute force. The King of Chu, on the other hand, discouraged counsel and weakened his own position. Victory goes to those who triumph through wisdom. Defeat comes to those who undermine themselves. What does Heaven have to do with it?”

  • Comprehensive Reflections to Aid in Governance(Part 88): A Shaman’s Prognosis

    Comprehensive Reflections to Aid in Governance

    By Sima Guang

    Translated By Yiming Yang

    Annals of Han Book 2 Scroll 10 (continued)

    A Sword believed to belong to the King of Yue, Gou Jian. Photo by Siyuwj

    The 4th year of the Emperor Gaozu(203 B.C. continued)

    Scholar Kuai Che, seeing that Han Xin held the key to the outcome of the war, approached Han Xin with an elaborate analogy disguised as physiognomy: “When I observe your face, I see the fortune of a marquis, which is insecure and perilous. But when I look at your back, I see a great destiny indescribable.”

    Han Xin, puzzled, asked, “What are you talking about?”

    Kuai Che explained, “At the outset of the rebellion the goal was to overthrow the Qin Empire. Now, the conflict between Chu and Han has devastated the central region of the country. The dead litter the land, and the bones of fathers and sons lie exposed in the fields. The people of Chu, from their uprising in Pengcheng, battled as they pursued the retreating enemy, took advantage of their victories to sweep forward, and shook the world with their might. But now, the Chu army is stuck between Jing County and Suocheng town, pressing against the western mountains but unable to advance for three years. While the King of Han, commanding hundreds of thousands, holds the defensive positions of Gong County and the Luo River, protected by natural barriers of mountains and rivers, fights multiple battles daily but gains not an inch of land, retreating to the north barely saving themself. The courageous and the shrewd are caught in a stalemate.”

    “The common people are exhausted and resentful, with no one to rely on. In my estimation, under such circumstances, it is not possible for anyone but a truly wise and holy person to bring an end to the calamities of the world. The fate of both rulers now hangs on your decision: if you support Han, Han will win; if you side with Chu, Chu will win. If you heed my advice, it would be best to ensure mutual benefit and preserve both. By dividing the world into three, standing like the legs of a tripod, no one will dare to make the first move. With your wisdom and virtue, the armed forces under your command, the stronghold of Qi, and alliances with Zhao and Yan, you could advance through the vulnerable regions and control the rear, responding to the people’s desires by marching west to demand justice for them.  The entire world would rally behind you—who would dare not listen?”

    “By weakening the strong and strengthening the weak, you could establish vassal lords. Once the vassal lords are established, the world will submit, and Qi will receive their loyalty. Given Qi‘s historical influence over the lands of Jiao River and Si River, if you humbly bow and yield to other lords, the kings of the world will follow suit and come to pay tribute to Qi.”

    “Remember the saying: ‘Heaven offers but is not taken, one will instead incur its blame; the time arrives but action is not taken, one will instead suffer its misfortune.’ The time has come, and if you don’t act now, you might regret it forever.”

    However, Han Xin remained unmoved and replied, “The King of Han has treated me with immense kindness. How could I betray him for my own gain?”

    Kuai Che pressed further: “Look at the King of Changshan (Zhang Er) and Lord Cheng’an (Chen Yu). They were once close friends, but after the incident involving Zhan Yan and Chen Ze, they fell out. In the end, Zhang Er killed Chen Yu near the Zhi River and severed his head. Their friendship was once the best in the world, yet they became enemies. Why? Human nature and ambition are unpredictable. You may think your loyalty to the King of Han will protect you, but it might not.”

    “Consider the case of Wen Zhong, the minister who saved the Kingdom of Yue and helped King Gou Jian become a hegemon. After his achievements, Wen Zhong was put to death. As the saying goes, ‘The hunting dogs are cooked when all the prey are caught.’ In terms of trust, your relationship with the King of Han is not as deep as the friendship between Zhang Er and Chen Yu. In terms of loyalty, you are not as close to the King of Han as Wen Zhong was to King Gou Jian. These are clear signs.”

    “I urge you to think carefully. There’s another saying: ‘A man’s power becomes dangerous when it overshadows his lord’s, and his merits bring no reward when they surpass all others.’ You are now so powerful that you make your lord feel small, and your achievements are unmatched. The people of Chu won’t trust you if you go to Chu, and the people of Han will fear you if you stay with Han. With so much at stake, where will you go?”

    Han Xin thanked Kuai Che, “Professor, there’s no need to say more. I will think about it.”

    Kuai Che returned a few days later and said: “Listening to advice shows you what comes next; making a plan tells you when to act. It’s rare for someone who refuses to listen or plan to last long. Understanding leads to swift decisions; hesitation brings mishaps. Being caught up in minor pros and cons while missing the bigger picture, or delaying action when you already foresee the future, are common pitfalls. Execution is difficult and prone to failure; opportunities are rare and easily missed. A chance is here, it won’t come again!”

    Han Xin was still indecisive. He couldn’t bear to turn his back on the King of Han. He believed his merits were so significant that the king would not take the Kingdom of Qi from him. Ultimately, he ignored Kuai Che‘s advice. After that, Kuai Che left Han Xin. He pretended to be insane and made a living as a shaman.

    In July of that autumn, the King of Han granted the title of King of Huainan to Ying Bu.

    In August, the northern tribe of Beihe and the Kingdom of Yan sent cavalry to support the King of Han.

    The King of Han issued an edict requiring local officials to inter the remains of fallen soldiers and ensure their coffins return home. This edict received widespread accolades throughout the country.

    The King of Han promoted Zhou Chang from his position as court security chief to the role of grand master of censorate. Zhou Chang was a cousin of Zhou Ke.

    Xiang Yu sensed his isolation. His troops were facing food shortages and attacks from Han Xin, and he was deeply concerned. The King of Han sent his envoy, Hou Gong, to Xiang Yu, requesting the return of his father. Xiang Yu agreed to a treaty with the King of Han, dividing the country into two: the land west of Honggou (Great Gulch, a canal dug in the Qin dynasty) would belong to the Kingdom of Han, while the land to the east would belong to the Kingdom of Chu.In September, Xiang Yu sent back King of Han‘s father and Queen Lü. He withdrew his troops and retreated to the east. The King of Han was preparing to return to the west when Zhang Liang and Chen Ping advised against it: “The Kingdom of Han controls more than half of the country and has the support of other monarchs. The Chu troops are exhausted and starving. This is a rare opportunity. If we don’t strike now, it will be like feeding a tiger back to full strength and leaving a threat for the future.” The King of Han followed their advice.

  • Comprehensive Reflections to Aid in Governance(Part 87): Why Not A Real King?

    Comprehensive Reflections to Aid in Governance

    By Sima Guang

    Translated By Yiming Yang

    Annals of Han Book 2 Scroll 10 (continued)

    Wei River, Shandong Province, Photograph by Ngguls

    The 4th year of the Emperor Gaozu(203 B.C. continued)

    Han Xin had already taken control of the capital of Qi and was pursuing the King of Qi to the east. In response, Xiang Yu sent his general, Long Ju, with an army reportedly two hundred thousand strong, to aid the King of Qi. They joined forces in Gaomi County.

    An advisor approached Long Ju, cautioning him: “The Han soldiers have come a long way and are riding the wave of victory. It would be unwise to confront them head-on. The Qi and Chu soldiers are fighting on their homeland, and they are more likely to falter and flee. It would be better to hold them back from behind defensive walls. Then, we can ask the King of Qi to send his trusted envoys to rally the cities of Qi that have fallen to the Kingdom of Han. Once these cities learn that the King of Qi is still alive and that Chu is coming to help, they will revolt against Han. The Han army is far from home, without local support, and once the people rise up against them, they will have no food supply. They will be forced to surrender without a fight.”

    Long Ju, however, dismissed this advice: “I’ve known Han Xin for a long time. He’s weak. He couldn’t even make a living on his own and had to rely on an old laundry woman for food. He was publicly humiliated, crawling between a man’s legs, showing no courage beyond a common person. Don’t worry about him. What glory would there be for me in saving the Kingdom of Qi if we win without fighting? If I defeat them on the battlefield, I might be rewarded with half the Kingdom of Qi.”

    In November, the combined forces of Qi and Chu pressed against the Wei River, while the Han army held the opposite side. Han Xin ordered his soldiers to prepare ten thousand sandbags and secretly dammed the river upstream during the night. The next morning, they crossed the riverbed and attacked Long Ju‘s troops. Feigning a collapse, Han Xin‘s forces retreated. As expected, Long Ju, excited, exclaimed, “I knew Han Xin was a coward!” and led his troops in pursuit.

    At this moment, Han Xin signaled his soldiers to break the dam upstream. A flash flood swept down as half of Long Ju‘s army was still crossing the river. Han Xin‘s troops launched a powerful attack on the portion of Long Ju‘s forces left on the west bank, killing Long Ju. The soldiers stranded on the east bank collapsed after losing their commander, and the King of Qi, Tian Guang, fled.

    Han Xin pursued Tian Guang northward to Chengyang and captured him. Meanwhile, General Guan Ying of Han tracked down Tian Guang‘s minister of charge d’affaires, and imprisoned him before advancing to occupy Boyang. When Tian Heng, hearing that the King of Qi was captured, declared himself king and launched a counterattack against General Guan Ying, his forces were defeated in Ying city. Tian Heng fled to the kingdom of Wei and placed himself under General Peng Yue‘s command.

    General Guan Ying then moved on to defeat Tian Xi, a Qi general, at Qiansheng, while General Cao Shen attacked and killed another Qi general, Tian Ji, at Jiaodong. With these victories, the entire territory of Qi came under Han control.

    In recognition of his services, the King of Han appointed Zhang Er as the King of Zhao.

    The King of Han fully recovered from his wound and re-entered the Hangu Pass. He arrived at Yueyang, where he publicly displayed the decapitated head of Sima Xin, the King of Sai. After staying in Yueyang for four days, he returned to his army headquarters in Guangwu.

    Around this time, Han Xin sent a messenger with a letter to the King of Han, stating: “The kingdom of Qi is a dishonest and unstable regime. It shares a border with the kingdom of Chu to the south. I request to be appointed as the Deputy King of Qi to govern it.” Upon reading the letter, the King of Han flew into a rage and began swearing: “I am trapped in this quagmire, pleading for you to rescue us day and night, and now you want to crown yourself king?”

    Zhang Liang and Chen Ping discreetly kicked the King’s feet and whispered to him: “The Kingdom of Han is in a precarious position. We are not in a position to refuse Han Xin’s request. It would be wiser to grant him the title. If you treat him well, he will defend his territory. Otherwise, he might revolt.” The King of Han, realizing his outburst was unwise, tempered his response, though he continued ranting: “A big man conquers a kingdom to become a real king—what is this nonsense about being a deputy king?”

    In February of the following spring, the King of Han sent Zhang Liang to meet Han Xin, carrying the seal of the King of Qi, officially granting him the title. Han Xin was then called to mobilize his troops to attack the army of Chu.

    King Xiang Yu, alarmed by the death of Long Ju, sent a man from Xuyi, Wu She, to persuade Han Xin to turn against the King of Han. Wu She approached Han Xin with a message: “The Qin Empire made life miserable for everyone, which is why we united to overthrow it. Now that Qin is gone, we should divide the land according to our contributions and claim our rightful titles as kings, allowing the soldiers to rest. But the King of Han continues his eastern campaign, seizing land from others. He has already taken control of the Three Kingdoms of Qin, and yet, he emerged from the Hangu Pass and rallied other states to attack Chu. His ambition will not stop until he devours the entire country. This is how greedy he is—he cannot be trusted.”

    “Several times his life was in King Xiang Yu‘s hands, and each time, Xiang Yu spared him. Yet, as soon as he escaped, he broke his word and attacked King Xiang Yu. This shows how devious he is. You think your alliance with the King of Han is strong, and you fight for him with all your might, but in the end, your honor will be his prisoner. The only reason you enjoy your current freedom is because King Xiang Yu still stands. Your honor holds the balance between these two kings. If your honor turns right and side with Han, the King of Han will win. If your honor turns left and side with Xiang Yu, he will win. But if Xiang Yu is defeated, you will be the next to fall. You had a prior relationship with Xiang Yu. Why not make peace with him and turn your back on the King of Han? The three of you could divide the land and rule as kings. If you miss this chance and follow the King of Han into battle against Xiang Yu, is that what a wise man does?”

    Han Xin listened to Wu She and responded apologetically: “I once served King Xiang Yu. The highest position I held was captain of his personal guard, and at best, I was a mere sentinel. No one listened to me, and none of my strategies were adopted. That’s why I left Chu and joined Han. The King of Han appointed me Grand Marshal and gave me command over tens of thousands of soldiers. He took off his own clothes to clothe me and shared his food with me. He listened to my plans and approved them. That is how I have achieved what I have today. It would be a disgrace to betray someone who has treated me so well. My loyalty will not waver until my death. Please convey my apologies to King Xiang Yu!”

    Wu She departed disheartened. 

  • Comprehensive Reflections to Aid in Governance(Part 86): Save Me A Cup of Soup?

    Comprehensive Reflections to Aid in Governance

    By Sima Guang

    Translated By Yiming Yang

    Annals of Han Book 2 Scroll 10 (continued)

    The Great Gulch in Guangwu Town, Xingyang, Henan Province

    The 4th year of the Emperor Gaozu(203 B.C.)

    In October, during the winter, Han Xin caught the Qi army off guard at Lixia, overrunning them and advancing toward Linzi, the capital of Qi. The King of Qi, believing he had been deceived by Li Yiji, had him boiled to death. The king fled eastward to Gaomi county with his troops and sent an envoy to the kingdom of Chu to request aid. His prime minister, Tian Heng, escaped to Boyang county, while his minister of charge d’affaires, Tian Guang, fled to Chengyang. Tian Ji, his general, took his troops to Jiaodong, where they set up camp.

    Meanwhile, Grand Marshal of the Chu army, Cao Jiu, was stationed at Chenggao to defend the city. Despite repeated challenges from Han soldiers, he remained within the citadel. However, after several days of relentless taunting, which escalated to personal insults, Cao Jiu, enraged, led his troops across the Si River. Seizing the moment, the Han army attacked as the Chu forces were crossing, crushing them. The Han troops confiscated the treasures and provisions of the Chu army. Cao Jiu and his lieutenant, Sima Xin, committed suicide by slitting their throats on the bank of the Si River. The King of Han then led his army across the Yellow River, retook Chenggao, and encamped at Guangwu town, taking possession of grain stored at Ao’cang.

    Xiang Yu conquered dozens of cities in the kingdom of Wei but turned back upon hearing that Chenggao had fallen. The Han army had encircled General Zhongli Mo of Chu east of Xingyang, but upon learning of Xiang Yu‘s approach, they retreated to their bastions. Xiang Yu then encamped his forces near Guangwu. For several months, the armies of Chu and Han were deadlocked, until the Chu army began to face food shortages. Concerned about the stalemate, Xiang Yu devised a plan: he set up a high chopping block and placed the father of the King of Han upon it. He then sent a message to the King of Han, saying, “If you do not surrender soon, I will boil your father.”

    The King of Han, however, remained unfazed. He replied, “When we pledged allegiance to King Huai II of Chu, we swore brotherhood. My father is your father as well. If you truly wish to boil your own father, would you please save me a cup of the soup?” Xiang Yu, outraged by this response, prepared to kill the elder. However, Xiang Bo intervened, saying, “You never know what the future holds. Those who seek to rule the world do not concern themselves with family ties. Killing his father will bring no advantage, only more trouble for us.” Xiang Yu, persuaded by this reasoning, relented.

    King Xiang Yu sent a message to the King of Han, saying: “The chaos in this country has raged for several years, and it is because of you and me. Let us settle this once and for all in a duel, to end the suffering of the people and their children.” The King of Han laughed and declined, replying, “I would rather duel with wits than with force.”

    In response, Xiang Yu ordered his gladiators to challenge the Han soldiers. On three occasions, a master archer from the Loufan tribe shot down the challengers. Enraged, Xiang Yu donned his armor, took up his halberd, and personally stepped forward to challenge the Han troops. The master archer prepared to shoot at Xiang Yu, but as Xiang Yu glared at him and let out a thunderous roar, the archer became so terrified that he couldn’t hold his bow steady or meet Xiang Yu‘s gaze. He fled back into the camp and did not emerge again.

    When the King of Han asked who the challenger had been, he was told, “It was King Xiang Yu.” The King of Han was taken aback.

    King Xiang Yu requested a face-to-face meeting with the King of Han. They met at Guangwu, separated by a gorge, where Xiang Yu again challenged the King of Han to a duel. The King of Han denounced him, saying:

    Xiang Yu, you broke the pact and made me the King of Shu and Hanzhong instead—this is your first crime. You forged an edict from King Huai II of Chu and killed Generalissimo Song Yi—your second crime. After rescuing the kingdom of Zhao, you failed to report back to the Honorary Emperor and instead took control of allied troops and seized the Hangu Pass—your third crime. You burned the palaces of Qin and desecrated the tomb of the First Emperor. You looted Qin‘s treasures for your own gain—your fourth crime. You killed the surrendered King of Qin, Ziying—your fifth crime. You deceived and buried 200,000 sons of Qin alive at Xin’an —your sixth crime. You made kings out of your generals, enfeoffed them in rich lands and displaced their former lords to poor regions—your seventh crime. You drove the Honorary Emperor from Pengcheng and made it your capital. You annexed lands from the King of Hann and merged the former kingdoms of Wei and Chu into your own—your eighth crime. You sent assassins to kill the Honorary Emperor south of the Yangtze—your ninth crime. You have ruled unjustly, broken your pledge to the emperor, and the nation can no longer endure your wickedness—your tenth crime. I lead allied forces to rid the country of the last remnants of bandits and bring justice. We are driving convicts and criminals to fight against you—why should I duel with you?”

    Infuriated, Xiang Yu shot the King of Han with a crossbow. The arrow struck the King’s chest, but he doubled over and grabbed his foot, exclaiming, “That bastard shot my toe!” The King of Han then took to his bed to recover from the wound.

    Zhang Liang insisted that the King of Han rise and inspect the troops, arguing that he needed to reassure his soldiers of his leadership and maintain morale to prevent the Chu army from taking advantage. The King of Han complied, but in doing so aggravated his injury. He quickly returned to Chenggao to recover.

  • Comprehensive Reflections to Aid in Governance(Part 85): Reincarnation

    Comprehensive Reflections to Aid in Governance

    By Sima Guang

    Translated By Yiming Yang

    Annals of Han Book 2 Scroll 10 (continued)

    A Grainery in Ao’cang, Henan Province

    The 3rd year of the Emperor Gaozu (204 B.C. continued)

    The King of Han managed to sneak out through the Yu Gate of Chenggao with only Duke of Teng(Xiahou Ying) on a wagon. They headed north and crossed the Yellow River, eventually staying at an inn in a town called Small Xiuwu. In the early morning, they infiltrated the Zhao army’s camp, posing as Han envoys. Zhang Er and Han Xin were still asleep when the King of Han entered their sleeping quarters and seized their commander seals and tallies. He then used the tallies to summon all the officers for a meeting and announced a reorganization of command.

    When Zhang Er and Han Xin woke up, they were stunned to hear of the King of Han’s presence. The King of Han took command of the army from them, sending Zhang Er to travel throughout Zhao to strengthen its defenses. He promoted Han Xin to Chancellor of Zhao and tasked him with leading a campaign against the Kingdom of Qi, using the forces Zhang Er had left behind. Before long, the other Han generals who had fled Chenggao reunited with the King of Han. Meanwhile, the Chu army captured Chenggao and advanced further west, but the King of Han dispatched troops to hold Gong County and halt their progress.

    In July, during the autumn, a meteor was sighted near Uranus. 

    The King of Linjiang, Gong Ao, passed away, and his son Gong Wei succeeded him.

    The King of Han, now in control of the troops previously commanded by Han Xin, regained his confidence and morale. He led his forces to the bank of the Yellow River, setting up camp at the town of Small Xiuwu with plans to move south and engage the Chu army. However, Zheng Zhong, one of his advisers, advised him to focus on building fortifications and digging trenches rather than engaging in direct combat. The King of Han followed this counsel. He ordered Generals Liu Jia and Lu Wan to lead twenty thousand soldiers and several hundred cavalry across the Yellow River at Baima crossing. They entered Chu territory to support General Peng Yue in burning the Chu army’s grain storage and disrupting Xiang Yu‘s supply lines. When the Chu forces retaliated, Liu Jia held firm behind the defensive walls, refusing to engage in open battle. He coordinated with General Peng Yue’s forces, ensuring mutual protection.

    General Peng Yue continued his campaign, conquering more of the Kingdom of Wei, capturing seventeen cities, including Suiyang and Waihuang. In September, Xiang Yu instructed his Grand Marshal, Cao Jiu, saying: “Defend the city of Chenggao carefully. Be cautious, and do not engage in battle with the King of Han if he challenges you. Preventing them from advancing further east will be sufficient. I will resolve the issues in the Kingdom of Wei and return in fifteen days.” Xiang Yu then led his troops eastward, recapturing the cities of Chenliu, Waihuang, and Suiyang.

    The King of Han was considering abandoning the territory east of Chenggao and focusing on defending against Chu’s aggression along the line between Gong County and Luoyang. Li Yiji, however, offered him a different perspective: “I’ve heard it said, ‘He who knows the mandate of Heaven will be enthroned as a king.’ For a king, the people are his Heaven. For the people, food is their Heaven. Ao’cang is the nation’s hub for food transportation, and I have learned that a large stockpile of grain remains stored underground there. After the Chu army seized Xingyang, they did not guard Ao’cang steadfastly, moving east and leaving only a small detachment to defend Chenggao. This presents a golden opportunity for the Kingdom of Han. I believe it would be a grave mistake to hold back and rob ourselves of the chance to exploit Chu‘s error.”

    “Currently, two dominant forces cannot coexist. The ongoing seesaw conflict between Chu and Han has left the country in turmoil. Farmers have abandoned their fields, and women have stopped working their looms. I urge Your Majesty to move swiftly to retake Xingyang. By doing so, we can access the grain stores in Ao’cang, secure the strategic pass at Chenggao, control the roads through Taihang mountains, hold up Feihu Pass and defend Baima crossing. If we demonstrate that we have secured a stronger position, the people will know whom to side with.”

    The King of Han took Li Yiji‘s advice and began planning actions to reclaim Ao’cang.

    Li Yiji also advised the King of Han: “The Kingdoms of Yan and Zhao have been settled, but the Kingdom of Qi remains unresolved. The Tian clan is powerful, backed by the ocean and Mount Tai, with the Yellow River and Ji River as natural barriers. They neighbor Chu to the south and are unreliable. Conquering Qi would take months, even with tens of thousands of troops. I volunteer to deliver Your Majesty’s edict to the King of Qi and persuade him to become your vassal in the east.”

    The King of Han approved the plan and sent Li Yiji as an ambassador to Qi. When Li Yiji met with the King of Qi, he asked, “Do you know who will take over the country?” The King of Qi responded, “I don’t know. Who will it be?” Li Yiji answered, “The Kingdom of Han.”

    The King of Qi asked, “Why do you say that, Professor?” 

    Li Yiji explained: “The King of Han was the first to enter Xianyang. Xiang Yu broke his agreement, making him only the King of Hanzhong. Xiang Yu then drove the Honorary Emperor into exile and later killed him. Upon hearing this, the King of Han rallied his troops from Shu and Hanzhong, conquered the Three Kingdoms of Qin, and came out of the Hangu Pass to look into what happened to Honorary Emperor. He called on all forces in the country to take action, reinstated the descendants of former monarchs, rewarded generals who surrendered by making them marquises, and distributed land to those who helped his cause. He shared the benefits widely, attracting the best and brightest from across the country to his side.”

    “In contrast, Xiang Yu has earned a bad reputation for breaching agreements and murdering the Honorary Emperor. He keeps no record of those who have achieved great feats for him, shows no forgiveness to those who have erred, offers no rewards to those who have won battles for him, and grants no fiefdoms to those who have conquered cities for him. No significant promotions come to those outside the Xiang family. Talented individuals across the country resent him, refuse to work for him, and are abandoning him in droves. Just from these facts, we can infer that the country will belong to the King of Han.”

    “The King of Han mobilized the commanderies of Shu and Hanzhong and launched a campaign to retake the Three Kingdoms of Qin. He crossed the Yellow River from the west and conquered the Kingdom of Wei in the north. He passed through Jingjing Pass and killed Lord Cheng’an. These victories are surely blessed by Heaven, as they are beyond human effort alone. Now, he possesses the grain of Ao’cang, controls the strategic pass at Chenggao, guards Baima Crossing, holds the roads along the slopes of Taihang Mountains and seizes Feihu Pass.”

    “The last kingdom to join his campaign will be the first to fall. Your Majesty must submit to the King of Han quickly if the Kingdom of Qi is to survive. Otherwise, your kingdom is in grave danger as we speak.”

    The King of Qi, aware that Han Xin was advancing eastward to invade his kingdom, ordered Generals Hua Wushang and Tian Jie to lead a large force to Lixia county to counter Han Xin’s advance. However, after taking Li Yiji‘s lobbying to heart, he sent an envoy to the King of Han, seeking a truce. He ordered the troops at Lixia to stand down and began spending his days wining and dining with Li Yiji.

    Meanwhile, Han Xin led his army eastward, halting just before crossing the Pingyuan Crossing. Upon hearing that Li Yiji had successfully persuaded the King of Qi to submit to the authority of the King of Han, Han Xin was about to call off the campaign. However, a contrarian, Kuai Che intervened, arguing, “General Han’s raid on the Kingdom of Qi was authorized by an edict from the King of Han. Even though the King of Han sent an ambassador to Qi, has he issued a new edict to stop your campaign? Why are you hesitating? Li Yiji is merely a scholar. With his words, he convinced seventy or so cities in Qi to yield to the Kingdom of Han, just by leaning on a wagon rail and speaking with his four-inch tongue. Your honor commands tens of thousands of soldiers. You conquered fifty cities in Zhao after more than a year of hard fighting. You’ve served as grand marshal for several years—would it be acceptable if your merits paled in comparison to those of a petty Confucianist?”

    Convinced by Kuai Che’s reasoning, Han Xin resumed the campaign and crossed the Yellow River.

  • Comprehensive Reflections to Aid in Governance(Part 84): War of Disinformation

    Comprehensive Reflections to Aid in Governance

    By Sima Guang

    Translated By Yiming Yang

    Annals of Han Book 2 Scroll 10

    Sishui Pavilion, Xuzhou(Pengcheng), Jiang Su Province. Photo by Hu Chuansong

    The 3rd year of the Emperor Gaozu (204 B.C. continued)

    The King of Han asked Chen Ping, “The country is in turmoil—when will this chaos end?” Chen Ping replied, “There are only a few of Xiang Yu’s subordinates who speak their minds, such as Uncle Fan Zeng, Zhongli Mo, Long Ju, and Zhou Yin. If Your Majesty spends tens of thousands of kilograms of gold to sow discord between Xiang Yu and his lieutenants, he will lose trust in them. Xiang Yu is naturally distrustful and easily swayed by disinformation. He will likely kill his closest aides due to internal strife, and then the kingdom of Chu will fall when Han’s forces strike.” The King of Han liked the idea: “A good plan!” He gave Chen Ping twenty thousand kilograms of gold with no string attached.

    Chen Ping used the gold to bribe and spread disinformation among the officers of Chu. He circulated rumors, saying, “Generals like Zhongli Mo have achieved great feats for Xiang Yu, yet they have not been rewarded with fiefs or the title of kings. They are conspiring with Han to destroy the Xiang family and divide the land.” When Xiang Yu heard the murmurs, he stopped trusting Zhongli Mo and the other generals.

    In April of that summer, King Xiang Yu encircled the King of Han at Xingyang. The King of Han, panicked, pleaded for a truce, offering to take only the land west of Xingyang. Fan Zeng urged Xiang Yu to seize the city without delay. Meanwhile, the King of Han, wary of Fan Zeng‘s influence, devised a plan with Chen Ping. When Chu’s envoy arrived for negotiations, Chen Ping arranged an elaborate banquet, serving beef, mutton, and pork together—a sign of utmost respect. Upon meeting the envoy, Chen Ping feigned surprise: “I thought you were Uncle Fan’s envoy, but you’re actually sent by King Xiang Yu, aren’t you?” He then had the extravagant meal removed, replacing it with lower-quality food.

    When the envoy reported back, Xiang Yu began to mistrust Fan Zeng. Despite Fan Zeng’s repeated urges to take Xingyang immediately, Xiang Yu ignored him. Sensing the king’s suspicion, Fan Zeng, furious, said, “The fate of the country has been decided. Your Majesty can handle it alone. Please let me retire.” On his journey home, an abscess on his back burst, and he died of infection before reaching Pengcheng.

    In May, General Ji Xin approached the King of Han and said, “The situation is urgent. I beg your permission to pose as Your Majesty so that you can escape the city in disguise.” Chen Ping then sent two thousand women out of the east gate under cover of night. The Chu army attacked them from all sides. Ji Xin, seated in the King of Han’s wagon with a yellow silk canopy and a yak tail banner on the left, drove out of the gate, announcing, “The city has run out of food. The King of Han surrenders to Chu.” The Chu soldiers cheered and rushed to the east gate to witness the event.

    Meanwhile, the real King of Han, accompanied by a small cavalry force, broke out of the west gate, leaving Zhou Ke, Wei Bao, and Cong Gong to defend Xingyang. When Xiang Yu captured Ji Xin, he asked, “Where is the King of Han?” Ji Xin replied, “He has already escaped.” Xiang Yu then immolated Ji Xin.

    Afterward, Zhou Ke and Cong Gong conferred, saying, “Wei Bao, the former king of West Wei, has betrayed us before. It will be difficult to defend the city with him around.” They proceeded to kill Wei Bao.

    The King of Han retreated from Xingyang and moved into Chenggao before entering the Hangu Pass. He reorganized his scattered troops, intending to fight back to the east. One of his advisers, Yuan Sheng, advised against this: “The Han and Chu armies have been locked in a stalemate at Xingyang for years, and the Han forces have often been at a disadvantage. I suggest Your Majesty heads south through Wu Pass. Xiang Yu will likely move south to counter you, but you should hold the fortifications there without engaging in battle. This will give the war-torn regions of Xingyang and Chenggao time to recover, and Han Xin will have time to secure the territory he gained from the Kingdom of Zhao north of the Yellow River. We can then coordinate with the Kingdoms of Yan and Qi. Once the Chu army is forced to defend multiple fronts, their forces will be stretched thin, and the Han army—rested and ready—will defeat them in the next battle.”

    The King of Han accepted Yuan Sheng’s strategy. He led his troops out of Wu Pass and stationed them in the counties of Yuan and She, where he and Ying Bu recruited additional soldiers. When Xiang Yu learned that the King of Han was in Yuan County, he led his army south as predicted. The King of Han, however, held his position in the citadel, refusing to engage Xiang Yu in battle.

    When the King of Han fled west from Pengcheng, General Peng Yue lost control of the cities he had conquered. He repositioned his forces north of the Yellow River and waged guerrilla warfare, disrupting the Chu army’s supply lines. In May, Peng Yue crossed the Sui River and engaged the Chu forces, led by Generals Xiang Sheng and Xue Gong, at the city of Xiapi. Peng Yue defeated the Chu army, killing General Xue Gong. In response, Xiang Yu moved east to confront Peng Yue, leaving his general Zhong Gong to defend Chenggao. Seizing the opportunity, the King of Han led his forces north, defeated Zhong Gong, and broke into the city, eventually camping his troops at Chenggao.

    In June, Xiang Yu drove out Peng Yue and turned back westward to break into the city of Xingyang after learning that the King of Han had returned to Chenggao. He captured Zhou Ke and offered him a position: “You will be a top general and awarded a fief with thirty thousand households if you serve me.” Zhou Ke retorted, “You will be captured soon if you don’t surrender to the Kingdom of Han now. You are no match for the King of Han!” Enraged, Xiang Yu had Zhou Ke boiled to death. He also killed Cong Gong and imprisoned Xin, the King of Hán. He then laid siege to Chenggao.

  • Comprehensive Reflections to Aid in Governance(Part 83): No Preordained Strategy

    Comprehensive Reflections to Aid in Governance

    By Sima Guang

    Translated By Yiming Yang

    Annals of Han Book 2 Scroll 10 (continued)

    Mount Hua, Photograph by Ondřej Žváček

    The 3rd year of the Emperor Gaozu (204 B.C. continued)

    The army of Chu clashed with the army of Han along the expressway, which Han had built as a vital supply route. Han’s army soon faced a food shortage. The King of Han consulted with Li Yiji on how to turn the tide against Chu. Li Yiji proposed, “When King Tang of Shang crusaded against King Jie of Xia, he granted a fief to Jie’s descendants in Qi. When King Wu of Zhou crusaded against King Zhou of Shang, he granted a fief to Zhou’s descendants in Song. The Qin Empire was immoral, annexing monarchs and erasing their temples and shrines, leaving their lineages without legacy. If your majesty reinstates the descendants of the six monarchs, their ministers and people will be so grateful that they will heed your righteous call, willing to serve you. By occupying the moral high ground, your majesty can face south as the overlord of the country. Even the king of Chu will submit and pay homage to you.”

    The King of Han was thrilled. “What a great idea! Go inscribe the seals immediately and carry them with you when you visit the monarchs.”

    Before Li Yiji embarked on his diplomatic mission, Zhang Liang came back to see the king from a trip. The king, eating his meal, called out, “Come here, Zifang(Zhang Liang’s courtesy name)! One of my advisors has proposed a brilliant way to turn the tide against Chu.” The king repeated Li Yiji‘s suggestion and asked, “What do you think?”

    Zhang Liang replied, “Who gave Your Majesty this idea? If you follow through with it, your campaign will be ruined.”

    The King of Han was startled. “Why do you say that?”

    Zhang Liang continued, “Let me borrow your chopsticks to illustrate my point. When King Tang of Shang and King Wu of Zhou granted fiefs to the descendants of Jie of Xia and Zhou of Shang, they had absolute control over their enemies’ fate. Do you have such control over Xiang Yu? That’s the first reason not to do this.

    “When King Wu of Zhou entered Shang’s capital, he decorated the portal of Shang Rong’s household , freed Ji Zi from prison, and embellished Bi Gan’s tomb. Could Your Majesty do that today? That’s the second reason not to do it.

    “King Wu distributed grain stored at Juqiao and the wealth hoarded at Deer Terrace to aid the poor. Can your majesty do the same? That’s the third reason not to do it.

    “After conquering Shang, King Wu converted chariots into luxurious wagons and proclaimed an end to war. Could Your Majesty do that today? That’s the fourth reason not to do it.

    “King Wu let his army’s horses graze in the pastures on the sunny side of Mount Hua, signaling he had no further ambitions. Can Your Majesty do the same? That’s the fifth reason not to do it.

    “He also let cattle graze under peach trees to indicate an end to the transport of war provisions. Could Your Majesty do that today? That’s the sixth reason not to do it.

    “All the followers who have marched across the country with Your Majesty, leaving behind their homes and families, are hoping for a piece of land. If Your Majesty reinstates the six monarchs, they would return home. Who would then follow you to conquer the realm? That’s the seventh reason not to do it.

    “Finally, while Chu is the strongest currently, the six monarchs would likely side with Chu. Who would listen to Your Majesty then? That’s the eighth reason not to adopt this plan. If you follow your advisor’s idea, your ambitions will be derailed.”

    The King of Han, shocked, stopped eating, spat out his food, and cursed, “That damned scholar almost wrecked my cause!” He immediately ordered the seals to be destroyed.

    Xun Yue’s commentary: The art of winning in decision-making has three key factors. The first is macroscopic strategy. The second is microscopic tactics. The third is human psychology. Strategy involves evaluating overall gains and losses. Tactics refer to seizing or relinquishing opportunities specific to a situation and time. The psychological factor is about willingness and persistence. When results differ in similar situations under the same principle, it is because these three factors render differently.

    Zhang Er and Chen Yu lobbied Chen Sheng to reinstate the six monarchs to increase the number of followers, and Li Yiji similarly lobbied the King of Han. The idea was the same, but the motivations were different. When Chen Sheng started his uprising, the entire country wanted the downfall of the Qin Empire. However, during the struggle between the kingdoms of Chu and Han, the larger picture was unclear, and not everyone wanted to overthrow Xiang Yu. In Chen Sheng’s case, restoring the six monarchs would gain him more allies and create more enemies for Qin. Since Chen Sheng hadn’t conquered the whole country yet, he was essentially offering something he didn’t own. This was giving out virtual benefits to secure real advantages. In the King of Han’s case, reinstating the six monarchs would mean weakening himself and aiding his enemy. He would gain a meaningless title and face real troubles ahead. Though the issue was the same, the strategic factor was different.

    Song Yi employed a waiting strategy during the war between the kingdoms of Qin and Zhao when he came to Zhao’s aid. This is reminiscent of Bian Zhuang’s tiger-hunting story, where he waited for two tigers to fight each other and then easily killed the wounded survivor. In the early Warring States period, neighboring states frequently fought, and the waiting strategy worked in non-critical situations. There were many warring states with long histories, and the survival of a state was not determined by a single war. The objective of war tactics wasn’t to deliver a fatal blow but to gain incremental advantages. The winner advanced, while the loser retreated to regroup. A third party could observe the shifting situation and seize opportunities when an enemy became vulnerable. The circumstances allowed this approach.

    However, the kingdoms of Chu and Zhao were trying to overthrow the Qin Empire, a much more powerful adversary. The survival of their states hung in the balance, shifting with every decision. Victory would mean a great triumph, while defeat would lead to disaster. Though the tactic of waiting was the same, the context and stakes were different.

    In the battle during the campaign against the kingdom of Zhao, Han Xin’s army fought with their backs to the Zhi River, yet Zhao’s forces failed to defeat them. In contrast, during the Pengcheng debacle, the King of Han led his army near the Sui River, where his soldiers were driven into the river, and Chu won a decisive victory. What was the difference? The army of Zhao ventured out of their kingdom to engage Han Xin’s forces. They advanced when successful and retreated home if they faced setbacks. Concerned about their families, they were not mentally prepared to die on the battlefield. On the other hand, Han Xin’s troops were stranded against the river, with no escape. They had no choice but to fight for their lives, and that’s why they won.

    The King of Han had ventured deep into enemy territory. He wined and dined his officers, and his soldiers enjoyed themselves, losing their fighting spirit. Meanwhile, the once-proud army of Chu, having lost their capital, was filled with indignation. They were determined to turn things around and save their state, ready to fight to the death. This resolve led to the king of Han’s crushing defeat. Han Xin had selected elite troops to defend his formation, while Zhao’s forces, filled with thoughts of home, launched their offensive. Xiang Yu deployed his best soldiers to attack, while the King of Han responded with soldiers who had grown complacent and indulgent. Though the battlefields were similar, the psychological factor was different.

    That’s why I say: Strategy should not be predetermined; tactics should not be rigid. The key to decision-making is to seize opportunities as they arise and adapt tactics to respond to unforeseen events.

  • Comprehensive Reflections to Aid in Governance(Part 82): The Defection of Ying Bu

    Comprehensive Reflections to Aid in Governance

    By Sima Guang

    Translated By Yiming Yang

    Annals of Han Book 2 Scroll 10 (continued)

    A Pagoda in Jiu Jiang, Jiangxi Province, photograph by Ding Ding

    The 3rd year of the Emperor Gaozu (204 B.C. continued)

    There was a solar eclipse on October 30, and the sky went dark during the day.

    Another solar eclipse occurred on November 29.

    Sui He, the envoy of the King of Han, arrived in Jiujiang. For three days, the head chef of the king of Jiujiang hosted him, but he had not secured an audience with the king. Sui He approached the head chef and said, “The king does not want to see me, mainly because Chu is strong, and Han is weak. That’s exactly why I’m here. If you let me meet the king, he will be interested in what I have to say. If he dislikes my words, he can behead me and my company of twenty in public to demonstrate his loyalty to Chu and his defiance of Han.”

    The head chef relayed this to the king, who agreed to meet Sui He. In the audience, Sui He addressed King Ying Bu: “The King of Han sent me to deliver a letter to your majesty. I wonder why your majesty is so close to Chu.”

    The King of Jiujiang replied, “I face north as a subject of the King of Chu.”

    Sui He questioned him, “King Xiang Yu and your majesty are both kings. You chose to be his subject because Chu is strong, and you felt secure with Xiang Yu as your suzerain. During the raid on Qi, Xiang Yu carried planks on his back to set an example for his soldiers. Your majesty should have led all the forces of Jiujiang as the vanguard of the raid. Yet, you only sent 4,000 men. Is that how you show loyalty? When Han invaded Pengcheng and Xiang Yu was in Qi, unable to return, your majesty should have led your troops across the Huai River to fight Han under the city of Pengcheng. But instead, with more than 10,000 soldiers, not one crossed the Huai River. You stood by and waited to see who would prevail. Is that how you seek protection? You claim to be a subject of Chu, but in reality, you are safeguarding your own interests. I don’t think this is a wise strategy.”

    “Your majesty has not turned against Chu because Han appeared weak. The military might of Chu may be superior, but Xiang Yu has an immoral reputation, having broken alliances and murdered the honorary emperor. The King of Han, on the other hand, has the support of allies and has held his ground in Chenggao and Xingyang. Han’s food supplies flow down from Shu and Hanzhong. Han has dug deep trenches, built bulwarks, and fortified every strategic pass and stronghold. Chu’s army has penetrated 800 to 900 li into enemy territory, with the weak and old forced to transport food from a thousand li away. If Han defends its fortresses and avoids direct battles, Chu will be trapped, unable to advance or retreat safely. That is why Chu is not invincible. Even if Chu wins a battle, all the other kingdoms will fear for their safety and come to Han‘s aid. By being the strongest, Chu has become the antagonist of all the other forces in the realm. In truth, Chu is in a worse position than Han. This should be obvious.”

    “It confounds me that your majesty has allied with a kingdom on the verge of peril instead of siding with Han, which has everything in its favor. I am not suggesting that Jiujiang’s troops alone overthrow Chu. I am proposing a rebellion against Chu. Xiang Yu will be forced to stay instead of moving west. Han will be poised to overtake Chu if Xiang Yu is bogged down by several months. By that time, I will accompany your majesty, with only my sword, to the kingdom of Han. The King of Han will divide the land of Chu and grant it to your majesty as a fief. Needless to say, Jiujiang will remain yours.”

    The King of Jiujiang replied, “I will follow your order.” He secretly agreed to ally with Han and break with Chu, though he dared not disclose it publicly.

    An envoy from the kingdom of Chu was also staying at a travel inn in Jiujiang. He requested an emergency meeting with Ying Bu, demanding that the king send troops to assist King Xiang Yu. Sui He entered their meeting, sat in a more prominent position than the Chu envoy, and declared, “The King of Jiujiang has already allied with the kingdom of Han. How can Chu demand troops from Jiujiang?”

    Ying Bu was dumbfounded, while the Chu envoy stood up and left the room. Sui He then advised Ying Bu, “What’s done is done. We should eliminate the envoy and prevent him from returning to Chu. We must join Han as soon as possible.”

    Ying Bu agreed, saying, “I will follow your advice, Mr. Ambassador!” He ordered the execution of the Chu envoy and mobilized his troops to attack King Xiang Yu.

    In response, Chu sent General Xiang Sheng and General Long Ju to attack Jiujiang. After several months of fighting, General Long Ju defeated Jiujiang‘s forces. Fearing that Chu‘s troops would catch up and kill him, Ying Bu considered fleeing to Han but hesitated. He ultimately decided to take Sui He with him along back roads to reach Han.

    In December, Ying Bu arrived at Xingyang. The King of Han, in bed and washing his feet, summoned Ying Bu for an audience. Ying Bu, feeling outraged and humiliated by the king’s casual treatment, briefly contemplated suicide and regretted coming to Han. However, when he returned to his guesthouse, he was astounded by the lavish accommodations, with food service and attendants provided at the same standard as those of the King of Han. Overwhelmed with joy, he sent messengers back to Jiujiang to escort his family.

    By that time, however, King Xiang Yu had already sent Xiang Bo to take over Jiujiang’s troops and executed Ying Bu’s wives and children. Ying Bu‘s assistants gathered his remaining friends, ministers, and officers—about a few thousand people in total—and returned to Han. The King of Han reinforced Ying Bu‘s forces with additional soldiers and assigned him to help defend the city of Chenggao.

  • Comprehensive Reflections to Aid in Governance(Part 81): The Battle of Jingxing

    Comprehensive Reflections to Aid in Governance

    By Sima Guang

    Translated By Yiming Yang

    Annals of Han Book 2 Scroll 10

    Duration of 2 years

    Jingxing Pass, Hebei Province

    The 3rd year of the Emperor Gaozu (204 B.C.)

    In October of that winter, Han Xin and Zhang Er led tens of thousands of troops eastward to attack the Kingdom of Zhao. The King of Zhao, Zhao Xie, and Lord Cheng’an, Chen Yu, assembled their army at Jingxing Pass, claiming to have two hundred thousand soldiers.

    Li Zuoche, known as Lord Guangwu, advised Chen Yu: “Han Xin and Zhang Er are on a long-distance expedition, advancing on the momentum of consecutive victories. Engaging them head-on is unwise. There’s a saying: ‘Soldiers go hungry when you have to procure food from a thousand miles away; the army won’t sleep with their stomach full if you chop firewood at cooking time.’ The path at Jingxing Pass is so narrow that two chariots can’t pass side by side. The cavalry can’t maintain their usual formation, and their marching train stretches for hundreds of miles, with their supply train at the rear. If you lend me thirty thousand troops, I’ll attack their baggage train from the backroads. Meanwhile, you should dig trenches and build defensive walls. Avoid direct engagement. They won’t be able to fight you from the front or retreat. Within ten days, the heads of Han Xin and Zhang Er will be displayed under your banner. Otherwise, we will be captured by them.”

    However, Lord Cheng’an, proud of his army’s reputation for an honorable style that was above trickery, rejected Lord Guangwu’s plan: “Han Xin’s army is small and weary from battle. If we hold back from fighting, other monarchs might see us as cowards and attack us without thinking in the future.”

    Han Xin sent spies to gather intelligence on the Kingdom of Zhao. Upon learning that Chen Yu had not adopted Lord Guangwu’s plan, he was overjoyed and issued the order to proceed. They set up camp ten miles from Jingxing Pass, and at midnight, Han Xin gave the signal to act. He selected two thousand light cavalry, giving each soldier a red flag, and sent them to hide on a summit reached by trails near Zhao’s camp. He instructed: “When the troops of Zhao pursue us during our retreat, you will enter their camp, take down their flags, and raise the red flags of Han.”

    He told his lieutenant generals to have a light meal, promising a grand lunch after they defeated the army of Zhao. The generals, doubtful, replied sarcastically: “Sure.” Han Xin explained: “The Zhao army holds the strategic positions and has fortified their defenses. They won’t come out to attack us unless they see my commander’s banner, fearing we might retreat when faced with danger.” He then ordered ten thousand soldiers to advance through Jingxing Pass and set up a formation with their backs to the river. The soldiers of Zhao ridiculed this maneuver.

    At dawn, Han Xin raised his commander’s banners and led his army through Jingxing Pass with a fanfare of drums and trumpets. The Zhao forces, seeing this, left their fortresses and attacked Han’s army. A fierce battle ensued for a long time. Han Xin and Zhang Er pretended to retreat, abandoning their banners and drums, and fled toward their formation by the river. Their troops let them in and fought fiercely against Zhao’s pursuing forces.

    As the Zhao soldiers poured out of their camp to seize the abandoned banners and drums, Han Xin’s two thousand cavalry swooped in and captured Zhao’s empty camp, replacing their flags with Han’s red flags. Meanwhile, Han Xin and Zhang Er led their forces by the river in a fierce counterattack. The Zhao army, distracted by looting, was startled when they saw Han’s red flags flying over their camp. Believing their king and commander had been captured, they panicked and fled in disarray. Even when generals of Zhao executed fleeing soldiers, they could not restore order. Han Xin’s forces attacked from both sides, crushing the Zhao army. Lord Cheng’an was beheaded by the Zhi River, and the King of Zhao, Zhao Xie, was captured.

    The generals of Han returned with severed heads and prisoners of war, congratulating one another. Then they asked Han Xin,  “The military manuals say: ‘A battle formation should be positioned with mountains and highlands to the right and behind, and rivers and lakes to the left and front.’ Yet you ordered us to do the opposite, placing our backs to the river. You also said, ‘We’ll have a big lunch after defeating the army of Zhao.’ We were skeptical at the time, but now we’ve won a great victory. What strategy did you use?”

    Han Xin replied: “This strategy is also in the manual—you simply overlooked it. The art of war says: ‘Place your soldiers in a position of death, and they will fight to survive; put them in a hopeless situation, and they will find a way to live.’ I didn’t have the luxury of commanding a well-trained army. I had to lead civilians onto the battlefield. In such a situation, I needed to force them into a desperate position where each soldier had to fight for his life. If I had given them an easy way out, they would have fled, and how would I have kept them under command?”

    The generals were awestruck: “Brilliant! General Han is truly beyond us!”

    Han Xin declared that whoever captured Lord Guangwu alive would be rewarded with thousands of catties of gold. Sure enough, someone soon delivered the bound Lord Guangwu to his headquarters. Han Xin, however, released him and seated him facing east, treating him as a mentor. Han Xin humbly sought advice: “I plan to raid the kingdom of Yan to the north and the kingdom of Qi to the east. How can I ensure success?”

    Lord Guangwu demurred, “I am a captive of a losing battle; should I really be consulted on such important matters?”

    Han Xin persisted: “I have heard of Baili Xi, who lived in the state of Yu. Yu was annexed, but when Baili Xi lived in the kingdom of Qin, Qin became dominant. It wasn’t because Baili Xi was foolish in Yu and suddenly became brilliant in Qin—it all depended on whether the king adopted his proposals. Had Lord Cheng’an followed your advice, I would have been captured. I can listen to your advice today because your plan was not adopted. I sincerely seek your guidance. I hope you won’t turn me down, your honor.”

    Lord Guangwu responded: “General Han, you crossed the Yellow River, captured the king of Wei, and then Xia Yue. You marched through Jingxing eastward and crushed the mighty Zhao army of 200,000 soldiers before noon, even beheading Lord Cheng’an. Your fame is widespread, and you inspire awe throughout the country. Even farmers lay down their plows and cease tilling. They now live hedonistically, consuming their finest foods and wearing their best clothes, eagerly waiting for fate’s next arrangement. That’s your strong hand. But the people are weary of war, and the soldiers are exhausted. If you drive these worn-out troops against Yan’s strongholds, they won’t engage you in battle. You might not breach their fortress, and they’ll know your troops better. You’ll lose your momentum. As the war drags on, your supplies will run out. If Yan holds firm, Qi will bolster its defenses and become more assertive. If both Yan and Qi hold out, the balance of power between Chu and Han will become unpredictable. That’s your weak hand. A good strategist uses his strong hand to cover his weak hand, not the other way around.”

    Han Xin asked, “What should I do then?”

    Lord Guangwu replied: “If I were you, I would let the troops rest and pacify the people of Zhao. The locals within a hundred miles would bring in beef and wine to cater to your staff. You should adopt an aggressive stance toward the north but send emissaries to showcase your strength to Yan. Yan won’t dare disobey. Once Yan submits, you can move on to Qi. By then, even a wise strategist will have no plan to save Qi. This way, you will be on the path to conquering the whole country. Warfare begins with bluff and bluster, followed by real actions. That’s what I mean.”

    Han Xin appreciated the advice: “A good strategy!” He followed Lord Guangwu‘s counsel and sent envoys to Yan. The king of Yan immediately conceded. Han Xin then sent messengers to report the good news to the king of Han and petitioned for Zhang Er to be made king of Zhao. The king of Han approved. There were several sneak attacks from Chu‘s army, which crossed the Yellow River to raid Zhao. Zhang Er and Han Xin busied themselves defending Zhao, bringing its towns and cities under control. They even drafted soldiers and sent them to aid the king of Han.