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  • Comprehensive Reflections to Aid in Governance(Part 190): Campaign of Five Generals

    Comprehensive Reflections to Aid in Governance

    By Sima Guang

    Translated By Yiming Yang  

    Annals of Han Book 16 Scroll 24 (continued)

    Qilian Mountain, Gansu Province

    The 3rd year of Emperor Xuan’s Benshi Era (71 B.C. continued)

    On January 18, the five generals set forth from Chang’an. The Xiongnu, hearing that the Han had launched a great expedition, fled with their aged and weak, driving off their herds and retreating afar. Thus the five generals gained but little success.

    In May of summer the campaign was concluded. Duliao General Fan Mingyou pressed beyond the frontier for more than twelve hundred li, reaching the Hou River in Puli, where he slew and captured more than seven hundred. General of the Front Han Zeng advanced over twelve hundred li to Wuyun, where he slew and captured more than one hundred. Pulei General Zhao Chongguo marched eighteen hundred li west to Mount Hou, where he slew and captured more than three hundred, among them the Xiongnu envoy, King Puyin. Learning that the foe had already retreated, he returned without attaining the set objective. The Emperor, not censuring their failure, showed lenience and spared them punishment.

    Qilian General Tian Guangming advanced sixteen hundred li to Mount Jizhi, where he slew and captured nineteen. There he encountered Han envoys, among them Ran Hong, returning from the Xiongnu. Ran Hong reported that west of Jizhi Mountain the Xiongnu forces still remained. But Tian Guangming forbade him to announce it, intending to recall the troops. Assistant Censor Gongsun Yishou urged that the host should press forward, yet Tian Guangming would not heed him, and withdrew the army.

    General of Tiger Fang Tian Shun advanced eight hundred li to the Danyuwu River, where he halted. He slew and captured more than nineteen hundred, then turned back.

    The Emperor censured the General of Tiger Fang for failing to meet his objective and for falsifying the number of those slain and captured. Qilian General, though knowing the Xiongnu remained, delayed and dared not advance. Both were impeached, and in shame took their own lives. Gongsun Yishou was promoted to Imperial Censor.

    The Wusun Kunmi, with fifty thousand horses, entered from the west together with Colonel Chang Hui. They came to the court of the Right Kuli King, seizing the Chanyu’s uncles, his sister-in-law, his daughters the princesses, the Liwu King, and his commandants, chiliarchs, and cavalry officers, in all forty thousand. They took more than seven hundred thousand head of horse, cattle, sheep, donkeys, and camels. The Wusun retained the captives for themselves. As the five generals gained no great success, and only Chang Hui accomplished his aim, he was created Marquis of Changluo.

    By reason of the vast flight, the loss of life and livestock, the Xiongnu suffered grievous hurt, and bore enmity toward the Wusun. The Emperor again dispatched Chang Hui with gold and silver to reward the Wusun who had rendered service. Chang Hui thereupon reported that the state of Qiuci had formerly slain Colonel Lai Dan, yet no vengeance had been taken, and urged that swift action be undertaken. The Emperor would not permit it, but Grand General Huo Guang upheld Chang Hui’s counsel.

    Chang Hui, with five hundred men, set forth to Wusun, passing through Qiuci. He levied twenty thousand troops from the nations west of Qiuci, ordered his deputy to raise twenty thousand from the nations east of Qiuci, and gathered seven thousand from Wusun. With these he encompassed Qiuci from three sides. Before battle he sent an envoy, demanding the king who had slain Han envoys. The King of Qiuci pleaded: “In the reign of my predecessor, I was deceived by the noble Guyi. I am innocent.”

    Chang Hui said: “If so, deliver up Guyi, and you shall be spared.” The king seized Guyi and gave him over. Chang Hui struck off his head, and then returned.

    There was a great drought.

    On June 11, Cai Yi, the Chancellor and Marquis of Yangping, died. 

    On June 26, Wei Xian, Treasurer of Changxin Palace, was appointed Chancellor. Wei Xiang, Minister of Agriculture, was made Grand Master of Censorate.

    In winter, the Chanyu of the Xiongnu himself led tens of thousands of horses to strike the Wusun, seizing many of the old and weak. As he prepared to withdraw, a mighty snowstorm fell, the snow more than ten feet deep in a single day. Men and cattle froze in great numbers, and many who sought to return could not.

    The Dingling from the north, the Xianbei Wuhuan from the east, and the Wusun from the west pressed upon the Xiongnu, slaying tens of thousands, and seizing countless horses, cattle, and sheep. Besides those slain, multitudes starved. Of the people, one in three perished; of the herds, one half. The Xiongnu was further weakened, their confederation undone, and they could no longer carry out raids upon the frontier.

    Later the Han sent more than three thousand horsemen in three columns into Xiongnu lands, taking several thousand prisoners. The Xiongnu, being pressed with adversity and powerless to respond, sought peace and reconciliation. The borderland was thereafter more tranquil.

    In this year, Zhao Guanghan, Prefect of Yingchuan, was appointed Intendant of Jingzhao. In Yingchuan it was the custom for great families to form factions. Zhao Guanghan devised a bamboo box with a narrow mouth, so that letters once cast within could not be withdrawn, to receive the complaints of officials and commoners, urging them to denounce one another. Thus enmities multiplied, the factions dissolved, and thieves and bandits could no longer unite in bands. Those of the Xiongnu who surrendered spoke his name; hence he was promoted to Intendant of Jingzhao.

    In office Zhao Guanghan was diligent and vigilant. He yielded merit to his subordinates, treated men with sincerity and fairness, and both officials and people were willing to serve him, even unto risking their lives. He had the gift of discerning the talents of men and employed them to the utmost. If any turned against him, he seized them swiftly, leaving no chance of flight. He examined cases and secured proof without delay, and justice was promptly done. In interrogation he was most skillful, laying bare hidden crimes and tracing to their roots, even the quarrels of kin and neighbors were within his grasp.

    In Chang’an there were youths who gathered in poor quarters to plot robbery. Before their designs were even fully uttered, Zhao Guanghan had them seized and examined, and they confessed their scheme. His uncovering of crime seemed near to the supernatural, as though he possessed insight beyond the common.

    By his governance, Jingzhao’s political atmosphere was enlightened and clean. Officials and people alike praised him; the elders of the city declared that since the founding of the Han, no man had equaled him in governing the Jingzhao.

  • Comprehensive Reflections to Aid in Governance(Part 165): A War over Horses?

    Comprehensive Reflections to Aid in Governance

    By Sima Guang

    Translated By Yiming Yang  

    Annals of Han Book 13 Scroll 21 (continued)

    A Majestic Akhal-Teke Stallion, the breed fought over by the Han and Dayuan, photo by Artur Baboev

    The 1st year of Emperor Wu’s Taichu Era (104 B.C.)

    In October of winter, the Emperor journeyed to Mount Tai. On the 1st of November, during the morning of the winter solstice, the Emperor performed the worship of the Supreme Deity at the Temple of Heaven. The Emperor then proceeded to the eastern shores of the Gulf of Bohai, consulting occultists and those who had traveled overseas. However, no supernatural signs were found. Despite this, further attempts were made in the hope of encountering such signs.

    On November 22, a fire broke out at the Bo’liang Terrace.

    On December 1, the Emperor personally conducted the ritual of offering sacrifices to the Earth at Mount Gaoli, overlooking the Bohai Sea, with the intent of seeking divine signs related to Mount Penglai, hoping for extraordinary revelations.

    In the spring, upon his return, and in light of the fire at Bo’liang Terrace, the Emperor held court with the feudal lords and received statistical reports at Ganquan Palace. The residences of the feudal lords were constructed at Ganquan.

    A man named Yongzhi from Yue remarked, “In our Yue customs, when a fire disaster occurs and buildings are reconstructed, they must be grander to overcome the adversity.” 

    Heeding this counsel, the Emperor ordered the construction of the Jianzhang Palace, which was said to have a thousand doors and ten thousand windows. To the east stood the Fengque Tower, rising more than twenty zhang (about 10 ft per zhang) in height; to the west lay the Tangzhong Park, covering several dozen li and housing tiger enclosures. To the north, there was a vast pool, within which a terrace gradually ascended to over twenty zhang, named the Taiye Pool. Inside the pool were replicas of Mount Penglai, Mount Fangzhang, Mount Yingzhou, and Mount Huliang, resembling divine mountains, islands and creatures of the sea, such as turtles and fish. To the south were the Jade Hall, Bimen (a jade wall), and statues of ostriches from Tiaozhi (Syria), among other grand structures. The Shenming Terrace and Jinggan Tower were also erected, each standing fifty zhang tall, interconnected by promenades for royal carriages.

    The Grandee of the Palace, Gongsun Qing, Hu Sui, and the Grand Astronomer, Sima Qian, expressed concerns that the calendar and chronology were in disarray and suggested the rectification of the lunar calendar. In response, the Emperor issued a decree, summoning Ni Kuan and scholars, including Erudite Ci, to deliberate. They collectively proposed the adoption of the Xia calendar, in place of the Qin calendar (Zhuxu Calendar), where the new year began in October.

    In May of the summer, a decree was issued for Gongsun Qing, Hu Sui, Sima Qian, and others to create the Taichu calendar of the Han. It fixed the beginning of the year to January, honored yellow color, and designated the number five as the radix. The calendar also formalized government official title names, coordinated musical scales, and standardized rituals for ancestral temples, all codified with the intent to be chartered for future generations.

    Meanwhile, the Xiongnu Er Chanyu, inclined towards violence, caused unrest among his people. Additionally, there were natural disasters that led to the widespread death of animals. The Grand Commandant of the Left (Xiongnu) sent a message to the Han, expressing their desire to kill the Chanyu and surrender to the Han. However, because the Han were far away, they expressed their intent to rebel once Han forces arrived to offer assistance. In response, the Emperor dispatched Yinyu[a place in Xiongnu] General Gongsun Ao to construct a city named “Defector Home” outside the border, to serve as a place for receiving defectors.

    In August of autumn, the Emperor embarked on a tour to visit Anding.

    The Han envoys who entered the Western Regions reported, “Dayuan possesses excellent horses in the city of Ershi[Osh, now in Kyrgyzstan]. However, they refuse to show these horses to the Han ambassadors.” In response, the Emperor sent officers, including Strongman Che Ling, bearing a thousand gold coins and a golden horse statue as an entreaty.

    The King of Dayuan, in consultation with his advisors, remarked, “The Han is distant from us, and there are frequent setbacks in the Salt Marshes. To the north, we face attacks from barbarians, and to the south, there is a scarcity of water and grass. Furthermore, the land is barren, lacking in food, and when Han envoys, sometimes numbering in the hundreds, arrive, they often starve, with more than half perishing. How, then, can they mobilize a large army? What threat can they pose to us? The horses in Ershi are precious to Dayuan.” As a result, they refused to grant Che Ling’s request.

    The Han diplomat, Che Ling, enraged and swearing in foul language, smashed the golden horse statue and departed. This act of disrespect angered the nobles of Dayuan, who proclaimed, “The Han envoys have insulted us!” They saw the Han envoys fleeing and ordered their eastern border, the King of Yucheng, to intercept and attack them, killing the envoys and seizing their possessions.

    This greatly enraged the Emperor. Yao Dinghan, who had previously been to Dayuan, remarked, “Dayuan‘s military is weak. With only about three thousand Han troops armed with strong crossbows, they can be completely subdued.” In the past, the Emperor had dispatched the Marquis of Zhuoye Zhao Ponu with seven hundred riders, and they captured the King of Loulan. Therefore, the Emperor trusted Yao Dinghan’s assessment. Additionally, desiring to honor his favored concubine, Madame Li, he appointed her older brother, Li Guangli, as Ershi General, commanding six thousand riders from principalities and tens of thousands of delinquent youths from commanderies and principalities to attack Dayuan. His task was to capture the excellent horses in Ershi(Osh) city, thus he was given the title of Ershi General. Zhao Shicheng was appointed as the military judge, and former Marquis of Hao, Wang Hui, was appointed as the guide leading the troops. Li Duo was made the colonel to oversee military affairs.

    Sima Guang’s commentary: Emperor Wu sought to ennoble the family member of his favored concubine, Madame Li, and dispatched her brother, Li Guangli, to lead troops against Dayuan. His intent seemed to be that ennoblement should be earned through military merit, not by preferential treatment. This was in keeping with the covenant established by Emperor Gaozu. Military campaigns are of great importance, as they are directly tied to the safety of the nation and the lives of its people. If leadership is assigned recklessly, based on superficial accomplishments to gain personal favor, it would be better to forgo the covenant and ennoble someone without merit. Thus, while Emperor Wu was skilled in handling rebellious kingdoms, he faltered in selecting the right leader. If he is praised for upholding the covenant of the former Emperor, I would say such praise is unmerited.

    Commandant of the Capital Guard, Wang Wenshu was found guilty of treasonous activities and was sentenced to be exterminated. He chose to take his own life. At the same time, his two brothers, along with their wives’ families, were implicated in various crimes and were also exterminated. Chamberlain Xu Ziwei, remarked, “How tragic! In ancient times, there was the punishment of exterminating three clans, yet Wang Wenshu‘s crimes have led to the extermination of five clans at the same time!”

    There was a massive locust infestation in the eastern part of the empire, and the locusts flew as far west as Dunhuang.

    The 2nd year of Emperor Wu’s Taichu Era (103 B.C.)

    In January of spring, the Marquis Tian of Muqiu, Shi Qing, passed away.

    In the intercalary month, Gongsun He, the Grand Coachman, was appointed as the Chancellor and bestowed the title Marquis of Geyi. During this period, the court was filled with numerous issues, and there was strict scrutiny over ministers. The Chancellors succeeded Gongsun Hong were held accountable and died consecutively because of the accusation. Although Shi Qing, the deceased, managed to conclude his service with caution, he was frequently reprimanded. When Gongsun He was nominated as the Chancellor, he declined to accept the seal and ribbon of the office, kneeling with tears and refusing to rise. The Emperor stood up and left the court, Gongsun He, feeling compelled, accepted the appointment, saying, “I am a dead man!” when he left the court.

    In March, the Emperor traveled to Hedong to pay a sacrifice to Mother Earth.

    During May of summer, there was a census conducted to register the horses owned by officials and plebeians to replenish the cavalry’s horses.

    In autumn, there was a locust infestation.

    As the Ershi General Li Guangli moved westward, passing through the Salt Marshes, the small kingdoms along the way refused to provide provisions, defending their cities. Despite attempts to besiege them, they couldn’t be conquered. Some surrendering cities replenished food supply, but those that resisted were abandoned after several days’ siege. By the time they reached Yucheng, the troops numbered no more than several thousand, all exhausted and hungry. The attack on Yucheng ended in a major defeat, causing heavy casualties among the troops. Ershi General, along with Li Duo, Zhao Shicheng, and others, discussed, “If we couldn’t capture Yucheng, how could we take their capital?” They then retreated. 

    Upon reaching Dunhuang, the troop numbers had dwindled to just around a tenth of the initial force. They sent a message pleading, “The road was long, and there was a great shortage of food. Moreover, the soldiers were more concerned about hunger than about fighting. The troops were few in number, insufficient to capture Dayuan. We request that the campaign be temporarily halted, additional forces be raised, and then we continue the march.”

    When the Emperor heard this, he was greatly angered and sent an envoy to block Yumen Pass with an order, “Any troops attempting to enter the Yumen Pass are to be immediately executed!” Fearing the Emperor’s wrath, Ershi General chose to remain stationed at Dunhuang.

    The Emperor, still worrying about the long distance between the City of Defector Home from the Xiongnu, dispatched Junji General Zhao Ponu, commanding over 20,000 cavalry, to travel more than 2,000 li northwest from Shuofang with the aim to reach the Junji Mountains and return. When the Marquis of Zhuoye, Zhao Ponu, arrived at the appointed time, the Left Grand Commandant of Xiongnu intended to collaborate with the Han but his intent was uncovered. The Chanyu executed him, deployed the Left Wing troops, and attacked the Marquis of Zhuoye. As the Marquis of Zhuoye led a counter-offensive, capturing several thousand POWs, he was en route back and was around 400 li away from the City of Defector Home when an enemy force of 80,000 Xiongnu cavalry besieged them.

    The Marquis of Zhuoye ventured out at night to seek water and was captured by the Xiongnu while trying to escape. Seizing the opportunity, Xiongnu launched a sudden assault on his troops. Dreading the consequences of the loss of their commander, the officers in the army feared execution upon return, and with no one to encourage fighting back, the army surrendered to the Xiongnu.

    The Chanyu was greatly pleased with this victory and then sent a special force to attack the City of Defector Home. However, they couldn’t conquer the cities, so they pillaged the borderlands before departing.

    In December of the winter, Ni Kuan, Grand Master of Censorate, passed away.