Comprehensive Reflections to Aid in Governance
By Sima Guang
Translated By Yiming Yang
Annals of Qin Book 1 Scroll 6 (continued)

The 13th year of the First Emperor(234 B.C.)
General Huan Yi of Qin attacked the kingdom of Zhao, defeating the Zhao army led by General Hu Zou at the city of Pingyang. One hundred thousand Zhao soldiers were beheaded, and General Hu Zou was killed. In October, during the winter, General Huan Yi launched another attack on Zhao.
The 14th year of the First Emperor(233 B.C.)
General Huan Yi attacked the kingdom of Zhao, killing the commander of the Zhao army and capturing the cities of Yi’an, Pingyang, and Wucheng. In response, the King of Zhao appointed General Li Mu as Grand Marshal to defend Yi’an. Li Mu routed the Qin army near the town of Feixia, forcing General Huan Yi to flee back to Qin. The King of Zhao then bestowed the title of Lord Wu’an upon General Li Mu.
The King of Han begged to become a vassal by ceding land and offering the seal of Han to the kingdom of Qin. He sent Han Fei to pay homage to the King of Qin. Han Fei, a prince of Han, was a leading legalist in the school of crime, punishment, and theurgy. Witnessing the decline of the kingdom of Han, he wrote numerous proposals to the king, who did not take his advice. Han Fei resented that the administration did not seek and promote capable talents but instead elevated glib and superficial individuals over those who got things done. In more peaceful times, celebrities and scholars were the crowd favorites, but in times of crisis, only military men were relied upon. Thus, those who squandered resources were not those who could be counted on, and those depended upon by the state were not those nurtured by the state. Han Fei was mournful about how honest and upright servants of the state were trampled by evil and corrupt officials. As he examined the vicissitudes of the past, he composed books such as Solitary Indignation, The Five Vermins, Inner and Outer Congeries of Sayings, Collected Persuasions, and The Difficulties of Persuasion, totaling fifty-six essays and more than one hundred thousand words.
The King of Qin heard of Han Fei’s reputation and wanted to meet him. When Han Fei arrived in Qin, he wrote a letter to the king, “Now the kingdom of Qin has territory spanning thousands of miles and claims a standing army of a million soldiers. Your competent command system and fair legal system have no match in the world. I take the liberty to see Your Majesty to present my plan to break the vertical alliance. If Your Majesty listens to me and implements my plan yet still has no successful outcomes—i.e., the vertical alliance does not collapse, the kingdom of Zhao does not capitulate, the kingdom of Han does not perish, the kingdoms of Chu and Wei are not submissive, the kingdoms of Yan and Qi are not friendly, Your Majesty does not gain hegemony, and the neighboring monarchs do not pay homage—then Your Majesty can behead me in public to warn those who give disloyal advice.”
The king liked what he heard but did not give Han Fei an important position. Li Si, jealous of Han Fei, spoke to the king, “Han Fei is one of the princes of Han, after all. His plan to annex all the monarchs is ultimately for the benefit of Han, not Qin. That’s just human nature. Now, Your Majesty has not utilized him, making him a risk to Qin. We would be better off killing him than letting him go back.” The king agreed with Li Si and ordered prosecutors to charge Han Fei with crimes. Li Si sent his lackey to deliver poison to Han Fei in jail and ordered him to commit suicide. Han Fei wanted to appeal but had no chance to see the king. When the king regretted and pardoned him, Han Fei had already died.
Yang Xiong commented in his book Exemplary Figures: Someone asked, ‘Han Fei wrote a book about the difficulty of persuasion. He died because of a difficult persuasion. May I ask, what makes it so ironic?’ The answer was, ‘Difficult Persuasion was the cause of his death.’ The person asked, ‘Why was that?’ The answer was, ‘A gentleman follows propriety when he moves forward and stops when he crosses ethical boundaries. He goes all in if propriety is adhered; he backs off if it is not. He does not stress about whether the person he lobbies agrees with him. When you persuade someone while being bothered about whether they agree with you, you are likely to push too far.’ The question was, ‘Han Fei worried about the person’s consent. What was wrong with that?’ The answer was, ‘One should be concerned with whether the lobbying is done the right way; it should not be about whether the ideas are agreed upon.’
Sima Guang’s commentary: I have learned that a gentleman cares for his kindred and then extends that care to others; he loves his country and then extends that love to other countries. Such people can achieve their goals and earn their fame, thus enjoying their lives. Han Fei was doing the King of Qin’s bidding to fulfill his political ambition. His crime warranted more than the death penalty, so why would anyone feel pity for him?
The 15th year of the First Emperor(232 B.C.)
The King of Qin launched a large military campaign against the kingdom of Zhao. One prong reached the city of Ye, while the other prong reached the city of Taiyuan, took the county of Langmeng, and continued to a place Fanwu. There, they encountered the defense led by General Li Mu. The Qin army was clobbered and forced to retreat.
The Crown Prince of Yan, named Ji Dan, had previously been a hostage in the kingdom of Zhao and was a friend of the King of Qin. When the King of Qin was inaugurated, Crown Prince Dan came to Qin as a hostage again. However, the King of Qin was heedless of him, causing Crown Prince Dan to become outraged and flee from the kingdom of Qin.
The 16th year of the First Emperor(231 B.C.)
The kingdom of Han offered the city of Nanyang to Qin. In the fall, during September, the King of Qin called up soldiers to take over Nanyang from Han.
The kingdom of Wei submitted their land as tribute to Qin.
In the Dai commandery in the kingdom of Zhao, an earthquake struck. The affected areas extended from the town of Lexu in the west, to Pingyin in the north. Most of the buildings and walls collapsed, and a crack in the ground appeared, stretching as wide as one hundred and thirty yards from east to west.
The 17th year of the First Emperor(230 B.C.)
Interior Minister of Qin, Sheng, led a campaign that exterminated the kingdom of Han. The King of Han, Han An, was captured, and the prefecture of Yingchuan was established on the land of the Han.
Empress Dowager Huayang died.
A great famine spread in the kingdom of Zhao.
Lord Yuan of Wey died, and his son Jiao was installed in his place.








